Home/Filings/4/0001455640-09-000006
4//SEC Filing

Maas Steven L 4

Accession 0001455640-09-000006

CIK 0000840264other

Filed

Jun 1, 8:00 PM ET

Accepted

Jun 2, 12:24 PM ET

Size

14.9 KB

Accession

0001455640-09-000006

Insider Transaction Report

Form 4
Period: 2009-05-31
Transactions
  • Award

    Warrants

    2009-05-31+3838 total(indirect: By LLC)
    Exercise: $20.37From: 2009-05-31Exp: 2014-05-31Common Stock (38 underlying)
  • Award

    Common Stock

    2009-05-31+1165,691 total(indirect: By LLC)
  • Award

    Warrants

    2009-05-31+1,9331,933 total(indirect: By LLC)
    Exercise: $20.37From: 2009-05-31Exp: 2014-05-31Common Stock (1,933 underlying)
  • Award

    Common Stock

    2009-05-31+5,8007,498 total(indirect: By LLC)
Holdings
  • Common Stock

    32,124
  • Option (right to buy)

    Exercise: $6.04From: 2009-12-31Exp: 2016-02-05Common Stock (4,345 underlying)
    4,345
  • Common Stock

    22,544
  • Common Stock

    (indirect: By IRA)
    800
  • Common Stock

    (indirect: By Trust)
    23,303
Footnotes (1)
  • [F1]Received in exchange for shares of Bank of Auburn Hills common stock in connection with the business combination between Capitol Bancorp Limited and Bank of Auburn Hills. The transaction is exempt pursuant to Rule 16b-3(d) of the Securities Exchange Act, as amended.

Issuer

CAPITOL BANCORP LTD

CIK 0000840264

Entity typeother

Related Parties

1
  • filerCIK 0001455640

Filing Metadata

Form type
4
Filed
Jun 1, 8:00 PM ET
Accepted
Jun 2, 12:24 PM ET
Size
14.9 KB