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4//SEC Filing

MTM Technologies, Inc. 4

Accession 0001455824-09-000002

CIK 0000906282operating
View on SEC.govCompany Profile

Filed

May 25, 8:00 PM ET

Accepted

May 26, 5:12 PM ET

Size

32.4 KB

Accession

0001455824-09-000002

Insider Transaction Report

Form 4
Period: 2009-05-21
MTM Technologies, Inc.MTMC
FirstMark Capital, L.L.C.
Other
Transactions
  • Other

    Series A-1 Preferred Stock

    2009-05-21+112,299→ 3,886,674 total(indirect: Investment Advisor)
    Exercise: $29.30From: 2009-05-21→ Common Stock (8,239 underlying)
  • Other

    Series A-2 Preferred Stock

    2009-05-21+68,984→ 2,387,527 total(indirect: Investment Advisor)
    Exercise: $36.23From: 2009-05-21→ Common Stock (5,236 underlying)
  • Other

    Series A-6 Preferred Stock

    2009-05-21+66,227→ 2,292,131 total(indirect: Investment Advisor)
    Exercise: $21.60From: 2009-05-21→ Common Stock (4,553 underlying)
  • Other

    Series A-4 Preferred Stock

    2009-05-21+175,933→ 6,089,016 total(indirect: Investment Advisor)
    Exercise: $42.00From: 2009-05-21→ Common Stock (13,614 underlying)
  • Other

    Series A-3 Preferred Stock

    2009-05-21+66,331→ 2,295,700 total(indirect: Investment Advisor)
    Exercise: $42.00From: 2009-05-21→ Common Stock (5,133 underlying)
  • Other

    Series A-5 Preferred Stock

    2009-05-21+90,210→ 3,122,151 total(indirect: Investment Advisor)
    Exercise: $42.00From: 2009-05-21→ Common Stock (6,981 underlying)
  • Other

    Series A-8 Preferred Stock

    2009-05-21+23,924→ 828,037 total(indirect: Investment Advisor)
    Exercise: $17.66From: 2009-05-21→ Common Stock (6,379 underlying)
  • Other

    Series A-7 Preferred Stock

    2009-05-21+121,993→ 4,222,150 total(indirect: Investment Advisor)
    Exercise: $17.66From: 2009-05-21→ Common Stock (8,284 underlying)
Footnotes (10)
  • [F1]FirstMark Capital, L.L.C., a Delaware limited liability company ("FirstMark") is an investment advisor acting on behalf of its clients' accounts. FirstMark disclaims any obligation to file this report, and this report shall not be deemed an admission that FirstMark is subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), with respect to the Issuer of such securities.
  • [F10]The record holders of the Series A-8 Preferred Stock beneficially owned by FirstMark were entitled to aggregate dividends of $112,634.19 in respect of the Series A-8 Preferred Stock (which Series A-8 Preferred Stock was previously reported by FirstMark). During the period commencing on May 21, 2006 and terminating on November 21, 2009 dividends on the Series A-8 Preferred Stock are payable semi-annually at the option of the Issuer in cash, property or shares of Series A-8 Preferred Stock, valued at the Series A-8 Preferred Stock purchase price of $4.708 per share. The Issuer elected on May 21, 2009 to declare dividends payable to the holders of the Series A-8 Preferred Stock in the form of additional shares of Series A-8 Preferred Stock, resulting in an aggregate dividend to FirstMark of 23,924 shares of Series A-8 Preferred Stock.
  • [F2]FirstMark disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that FirstMark is, for the purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of such securities.
  • [F3]The record holders of the Series A-1 Preferred Stock beneficially owned by FirstMark were entitled to aggregate dividends of $241,442.85 in respect of the Series A-1 Preferred Stock (which Series A-1 Preferred Stock was previously reported by FirstMark). During the period commencing on May 21, 2006 and terminating on November 21, 2009 dividends on the Series A-1 Preferred Stock are payable semi-annually at the option of the Issuer in cash, property or shares of Series A-1 Preferred Stock, valued at the Series A-1 Preferred Stock purchase price of $2.15 per share. The Issuer elected on May 21, 2009 to declare dividends payable to the holders of the Series A-1 Preferred Stock in the form of additional shares of Series A-1 Preferred Stock, resulting in an aggregate dividend to FirstMark of 112,299 shares of Series A-1 Preferred Stock.
  • [F4]The record holders of the Series A-2 Preferred Stock benefically owned by FirstMark were entitled to aggregate dividends of $189,706.00 in respect of the Series A-2 Preferred Stock (which Series A-2 Preferred Stock was previously reported by FirstMark). During the period commencing on May 21, 2006 and terminating on November 21, 2009 dividends on the Series A-2 Preferred Stock are payable semi-annually at the option of the Issuer in cash, property or shares of Series A-2 Preferred Stock, valued at the Series A-2 Preferred Stock purchase price of $2.75 per share. The Issuer elected on May 21, 2009 to declare dividends payable to the holders of the Series A-2 Preferred Stock in the form of additional shares of Series A-2 Preferred Stock, resulting in an aggregate dividend to FirstMark of 68,984 shares of Series A-2 Preferred Stock.
  • [F5]The record holders of the Series A-3 Preferred Stock beneficially owned by FirstMark were entitled to aggregate dividends of $215,575.50 in respect of the Series A-3 Preferred Stock (which Series A-3 Preferred Stock was previously reported by FirstMark). During the period commencing on May 21, 2006 and terminating on November 21, 2009 dividends on the Series A-3 Preferred Stock are payable semi-annually at the option of the Issuer in cash, property or shares of Series A-3 Preferred Stock, valued at the Series A-3 Preferred Stock purchase price of $3.25 per share. The Issuer elected on May 21, 2009 to declare dividends payable to the holders of the Series A-3 Preferred Stock in the form of additional shares of Series A-3 Preferred Stock, resulting in an aggregate dividend to FirstMark of 66,331 shares of Series A-3 Preferred Stock.
  • [F6]The record holders of the Series A-4 Preferred Stock beneficially owned by FirstMark were entitled to aggregate dividends of $571,782.25 in respect of the Series A-4 Preferred Stock (which Series A-4 Preferred Stock was previously reported by FirstMark). During the period commencing on May 21, 2006 and terminating on November 21, 2009 dividends on the Series A-4 Preferred Stock are payable semi-annually at the option of the Issuer in cash, property or shares of Series A-4 Preferred Stock, valued at the Series A-4 Preferred Stock purchase price of $3.25 per share. The Issuer elected on May 21, 2009 to declare dividends payable to the holders of the Series A-4 Preferred Stock in the form of additional shares of Series A-4 Preferred Stock, resulting in an aggregate dividend to FirstMark of 175,933 shares of Series A-4 Preferred Stock.
  • [F7]The record holders of the Series A-5 Preferred Stock beneficially owned by FirstMark were entitled to aggregate dividends of $293,182.50 in respect of the Series A-5 Preferred Stock (which Series A-5 Preferred Stock was previously reported by FirstMark). During the period commencing on May 21, 2006 and terminating on November 21, 2009 dividends on the Series A-5 Preferred Stock are payable semi-annually at the option of the Issuer in cash, property or shares of Series A-5 Preferred Stock, valued at the Series A-5 Preferred Stock purchase price of $3.25 per share. The Issuer elected on May 21, 2009 to declare dividends payable to the holders of the Series A-5 Preferred Stock in the form of additional shares of Series A-5 Preferred Stock, resulting in an aggregate dividend to FirstMark of 90,210 shares of Series A-5 Preferred Stock.
  • [F8]The record holders of the Series A-6 Preferred Stock beneficially owned by FirstMark were entitled to aggregate dividends of $98,347.10 in respect of the Series A-6 Preferred Stock (which Series A-6 Preferred Stock was previously reported by FirstMark). During the period commencing on May 21, 2006 and terminating on November 21, 2009 dividends on the Series A-6 Preferred Stock are payable semi-annually at the option of the Issuer in cash, property or shares of Series A-6 Preferred Stock, valued at the Series A-6 Preferred Stock purchase price of $1.485 per share. The Issuer elected on May 21, 2009 to declare dividends payable to the holders of the Series A-6 Preferred Stock in the form of additional shares of Series A-6 Preferred Stock, resulting in an aggregate dividend to FirstMark of 66,227 shares of Series A-6 Preferred Stock.
  • [F9]The record holders of the Series A-7 Preferred Stock beneficially owned by FirstMark were entitled to aggregate dividends of $146,269,61 in respect of the Series A-7 Preferred Stock (which Series A-7 Preferred Stock was previously reported by FirstMark). During the period commencing on May 21, 2006 and terminating on November 21, 2009 dividends on the Series A-7 Preferred Stock are payable semi-annually at the option of the Issuer in cash, property or shares of Series A-7 Preferred Stock, valued at the Series A-7 Preferred Stock purchase price of $1.199 per share. The Issuer elected on May 21, 2009 to declare dividends payable to the holders of the Series A-7 Preferred Stock in the form of additional shares of Series A-7 Preferred Stock, resulting in an aggregate dividend to FirstMark of 121,993 shares of Series A-7 Preferred Stock.

Documents

1 file

Issuer

MTM Technologies, Inc.

CIK 0000906282

→
Entity typeoperating
IncorporatedNY

Related Parties

1
  • filerCIK 0000906282

Filing Metadata

Form type
4
Filed
May 25, 8:00 PM ET
Accepted
May 26, 5:12 PM ET
Size
32.4 KB
View on SEC.gov