Home/Filings/4/A/0001459221-09-000017
4/A//SEC Filing

MATTHEWS BLAINE E JR 4/A

Accession 0001459221-09-000017

CIK 0000033488other

Filed

May 25, 8:00 PM ET

Accepted

May 26, 10:50 AM ET

Size

11.9 KB

Accession

0001459221-09-000017

Insider Transaction Report

Form 4/AAmended
Period: 2009-04-24
Transactions
  • Award

    Non-Qualified Stock Options

    2009-04-24+5,0005,000 total
    Exercise: $0.89From: 2010-04-24Exp: 2014-04-24Common Stock (5,000 underlying)
  • Award

    Restricted Stock Units

    2009-04-271,2500 total
    Common Stock (1,250 underlying)
  • Award

    Common Stock

    2009-04-27$0.88/sh+1,250$1,100261,493 total
Holdings
  • Common Stock

    (indirect: By Children)
    6,000
  • Common Stock

    (indirect: By Spouse)
    83,000
Footnotes (5)
  • [F1]Shares issued are in settlement of restricted stock units that vested on April 27, 2009.
  • [F2]Mr. Blaine Matthews disclaims beneficial interest in shares held by his adult children.
  • [F3]Options awarded pursuant to the Escalade, Incorporated 2007 Incentive Plan. These options vest and are exercisable one year after grant at $0.89 per share and expire five years from date of grant.
  • [F4]Each restricted stock unit represents a contingent right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan.
  • [F5]Restricted stock units that vested on April 27, 2009 were settled by the issuance of common stock on that date.

Issuer

ESCALADE INC

CIK 0000033488

Entity typeother

Related Parties

1
  • filerCIK 0001207690

Filing Metadata

Form type
4/A
Filed
May 25, 8:00 PM ET
Accepted
May 26, 10:50 AM ET
Size
11.9 KB