4//SEC Filing
21 APRIL FUND, LTD. 4
Accession 0001459708-19-000001
CIK 0001396536other
Filed
Sep 26, 8:00 PM ET
Accepted
Sep 27, 3:55 PM ET
Size
7.7 KB
Accession
0001459708-19-000001
Insider Transaction Report
Form 4
21 APRIL FUND LTD
10% Owner
Transactions
- Purchase
Warrants
2019-09-25$0.00/sh+625,000$625→ 625,000 totalExercise: $0.55From: 2019-09-25Exp: 2024-09-25→ Common Stock (625,000 underlying)
Holdings
- 4,000,000
Common Stock
Footnotes (3)
- [F1]Consists of 3,184,140 shares owned by the Reporting Person and 815,860 shares owned by 21 April Fund LP, an affiliate of the Reporting Person. The Reporting Person disclaims beneficial ownership of the shares of common stock reported herein except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such shares of common stock or warrants for purposes of Section 16 or for any other purpose.
- [F2]Consists of warrants to acquire 458,125 shares owned by the Reporting Person and warrants to acquire 166,875 shares held by 21 April Fund, LP, an affiliate of the Reporting Person. The Reporting Person disclaims beneficial ownership of the warrants reported herein except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such warrants for purposes of Section 16 or for any other purpose.
- [F3]The Warrants were issued to the Reporting Person in connection with the Reporting Person extending a loan to the Company.
Documents
Issuer
DUOS TECHNOLOGIES GROUP, INC.
CIK 0001396536
Entity typeother
IncorporatedCayman Islands
Related Parties
1- filerCIK 0001459708
Filing Metadata
- Form type
- 4
- Filed
- Sep 26, 8:00 PM ET
- Accepted
- Sep 27, 3:55 PM ET
- Size
- 7.7 KB