4//SEC Filing
Newton Todd 4
Accession 0001460878-20-000003
CIK 0001251769other
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 4:39 PM ET
Size
5.7 KB
Accession
0001460878-20-000003
Insider Transaction Report
Form 4
Newton Todd
DirectorChief Executive Officer
Transactions
- Other
Common Stock
2020-01-03+3,296→ 331,752 total
Footnotes (2)
- [F1]Represents shares of the Issuer's common stock paid as interest on $400,000 aggregate principal amount of the Reporting Person's 6.0% Convertible Debentures, or the Notes, previously reported, for the interest payment period from and including August 12, 2019, the issue date of the Notes, to, but excluding, January 1, 2020. Interest on the Notes is payable semi-annually in shares of the Issuer's common stock on January 1 and July 1 of each year at a rate of 6.00% per year and based on the volume-weighted average price of the Issuer's common stock for the 10 consecutive trading days immediately preceding the applicable interest payment date.
- [F2]This figure has also been updated to include existing amounts inadvertently excluded from a prior report.
Documents
Issuer
Apollo Endosurgery, Inc.
CIK 0001251769
Entity typeother
Related Parties
1- filerCIK 0001460878
Filing Metadata
- Form type
- 4
- Filed
- Jan 5, 7:00 PM ET
- Accepted
- Jan 6, 4:39 PM ET
- Size
- 5.7 KB