4//SEC Filing
Newton Todd 4
Accession 0001460878-20-000005
CIK 0001251769other
Filed
May 10, 8:00 PM ET
Accepted
May 11, 4:59 PM ET
Size
8.0 KB
Accession
0001460878-20-000005
Insider Transaction Report
Form 4
Newton Todd
DirectorChief Executive Officer
Transactions
- Award
Common Stock
2020-05-07+77,075→ 408,827 total - Award
Stock Option (Right to Buy)
2020-05-07$2.08/sh+115,094$239,396→ 511,604 totalExercise: $2.08Exp: 2030-05-07→ Common Stock (115,094 underlying)
Footnotes (2)
- [F1]Represents the grant of Restricted Stock Units ("RSU"). Each RSU provides the Reporting Person with a contingent right to receive one share of the Issuer's common stock pursuant to the Apollo Endosurgery, Inc. 2017 Equity Incentive Plan. The RSUs vest in equal annual installments over three years commencing on the grant date, subject to the Reporting Person providing continuous service to the Issuer through each such date. Accelerated vesting may occur in the event of a Change in Control, as that term is defined in the Apollo Endosurgery, Inc. 2017 Incentive Plan.
- [F2]The shares underlying the option shall vest as to 33% on the first anniversary of the grant date and the remainder will vest in equal monthly installments over the following two years, subject to the Reporting Person providing continuous service to the Issuer through each such date. Accelerated vesting may occur in the event of a Change in Control, as that term is defined in the Apollo Endosurgery, Inc. 2017 Equity Incentive Plan.
Documents
Issuer
Apollo Endosurgery, Inc.
CIK 0001251769
Entity typeother
Related Parties
1- filerCIK 0001460878
Filing Metadata
- Form type
- 4
- Filed
- May 10, 8:00 PM ET
- Accepted
- May 11, 4:59 PM ET
- Size
- 8.0 KB