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3//SEC Filing

K2 GENPAR 2009 INC 3

Accession 0001461790-18-000045

CIK 0001708410other
View on SEC.govCompany Profile

Filed

Dec 9, 7:00 PM ET

Accepted

Dec 10, 7:23 PM ET

Size

14.0 KB

Accession

0001461790-18-000045

Insider Transaction Report

Form 3
Period: 2018-11-20
SMAAASH ENTERTAINMENT INC.SMSH
K2 PRINCIPAL FUND, L.P.
10% Owner
Holdings

  • Warrants

    Exercise: $11.50From: 2018-12-20Exp: 2023-11-20→ Common Stock (819,554 underlying)

  • Common Stock

    319,821

  • Forward Sale Agreement (obligation to sell)

    Exercise: $11.23From: 2018-12-20Exp: 2018-12-20→ Common Stock (220,000 underlying)
K2 GENPAR LP
10% Owner
Holdings

  • Forward Sale Agreement (obligation to sell)

    Exercise: $11.23From: 2018-12-20Exp: 2018-12-20→ Common Stock (220,000 underlying)

  • Warrants

    Exercise: $11.50From: 2018-12-20Exp: 2023-11-20→ Common Stock (819,554 underlying)

  • Common Stock

    319,821
Kimel Shawn
10% Owner
Holdings

  • Warrants

    Exercise: $11.50From: 2018-12-20Exp: 2023-11-20→ Common Stock (819,554 underlying)

  • Common Stock

    319,821

  • Forward Sale Agreement (obligation to sell)

    Exercise: $11.23From: 2018-12-20Exp: 2018-12-20→ Common Stock (220,000 underlying)
Shawn Kimel Investments, Inc.
10% Owner
Holdings

  • Warrants

    Exercise: $11.50From: 2018-12-20Exp: 2023-11-20→ Common Stock (819,554 underlying)

  • Common Stock

    319,821

  • Forward Sale Agreement (obligation to sell)

    Exercise: $11.23From: 2018-12-20Exp: 2018-12-20→ Common Stock (220,000 underlying)
K2 & Associates Investment Management Inc.
10% Owner
Holdings

  • Warrants

    Exercise: $11.50From: 2018-12-20Exp: 2023-11-20→ Common Stock (819,554 underlying)

  • Common Stock

    319,821

  • Forward Sale Agreement (obligation to sell)

    Exercise: $11.23From: 2018-12-20Exp: 2018-12-20→ Common Stock (220,000 underlying)
K2 GENPAR 2009 INC
10% Owner
Holdings

  • Warrants

    Exercise: $11.50From: 2018-12-20Exp: 2023-11-20→ Common Stock (819,554 underlying)

  • Common Stock

    319,821

  • Forward Sale Agreement (obligation to sell)

    Exercise: $11.23From: 2018-12-20Exp: 2018-12-20→ Common Stock (220,000 underlying)
Footnotes (1)
  • [F1]Pursuant to the forward sale agreement, the reporting person will be obligated to sell 220,000 shares to the issuer on behalf of K2 unless such shares are sold by the reporting person prior to such date

Documents

1 file

Issuer

SMAAASH ENTERTAINMENT INC.

CIK 0001708410

→
Entity typeother
IncorporatedOntario, Canada

Related Parties

1
  • filerCIK 0001489956

Filing Metadata

Form type
3
Filed
Dec 9, 7:00 PM ET
Accepted
Dec 10, 7:23 PM ET
Size
14.0 KB
View on SEC.gov