K2 GENPAR 2009 INC 3
3 · SMAAASH ENTERTAINMENT INC. · Filed Dec 10, 2018
Insider Transaction Report
Form 3
K2 PRINCIPAL FUND, L.P.
10% Owner
Holdings
Warrants
Exercise: $11.50From: 2018-12-20Exp: 2023-11-20→ Common Stock (819,554 underlying)- 319,821
Common Stock
Forward Sale Agreement (obligation to sell)
Exercise: $11.23From: 2018-12-20Exp: 2018-12-20→ Common Stock (220,000 underlying)
Footnotes (1)
- [F1]Pursuant to the forward sale agreement, the reporting person will be obligated to sell 220,000 shares to the issuer on behalf of K2 unless such shares are sold by the reporting person prior to such date