Mathews Paula M. 4

4 · SmartStop Self Storage REIT, Inc. · Filed Jun 17, 2022

Insider Transaction Report

Form 4
Period: 2022-06-15
Transactions
  • Award

    Long-Term Incentive Plan Units

    2022-06-15+5,7605,760 total(indirect: By Trust)
    Exercise: $0.00Class A Common Stock (5,760 underlying)
Holdings
  • Class A-1 Units

    Exercise: $0.00Class A Common Stock (108,672 underlying)
    108,672
  • Class A Common Stock

    (indirect: By Trust)
    28,610
Footnotes (5)
  • [F1]Represents 28,610 shares of restricted stock previously reported as being owned by the Reporting Person.
  • [F2]Represents long-term incentive plan units ("LTIP Units") of SmartStop OP, L.P., the Issuer's operating partnership (the "Operating Partnership"). Under certain circumstances, vested LTIP Units are convertible into Class A common units of the Operating Partnership ("Class A Common Units"). Class A Common Units are redeemable by the holder for, at the election of the Issuer, shares of Class A Common Stock of the Issuer on a one-for-one basis or the cash value of such shares.
  • [F3]The Reporting Person was awarded 5,760 LTIP Units upon her reelection to the board of directors, which LTIP Units vest one year from such reelection.
  • [F4]Represents Class A-1 limited partnership units ("Class A-1 Units") of the Operating Partnership. Such Class A-1 Units are redeemable by the holder, under certain circumstances, for, at the election of the Issuer, shares of Class A Common Stock of the Issuer on a one-for-one basis or the cash value of such shares.
  • [F5]Represents 108,672 Class A-1 Units previously reported as being owned by the Reporting Person.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT