4//SEC Filing
Mathews Paula M. 4
Accession 0001462217-25-000001
CIK 0001585389other
Filed
Apr 2, 8:00 PM ET
Accepted
Apr 3, 6:47 PM ET
Size
14.4 KB
Accession
0001462217-25-000001
Insider Transaction Report
Form 4
Mathews Paula
Director
Transactions
- Award
Long-Term Incentive Plan Units
2025-04-01+7,678→ 7,678 total(indirect: By Trust)Exercise: $0.00→ Class A Common Stock (7,678 underlying) - Award
Long-Term Incentive Plan Units
2025-04-02+1,920→ 1,920 total(indirect: By Trust)Exercise: $0.00→ Class A Common Stock (1,920 underlying)
Holdings
- 4,420.25(indirect: By Trust)
Long-Term Incentive Plan Units
Exercise: $0.00→ Class A Common Stock (4,420.25 underlying) - 7,176.45(indirect: By Trust)
Class A Common Stock
- 27,168
Class A-1 Units
Exercise: $0.00→ Class A Common Stock (27,168 underlying)
Footnotes (8)
- [F1]Represents 7,176.45 shares of Class A Common Stock previously reported as being owned by the Reporting Person.
- [F2]Includes securities previously reported as being owned by the Reporting Person adjusted for the one-for-four reverse stock split of the Issuer's issued and outstanding shares of Class A Common Stock and the one-for-four reverse unit split of the Operating Partnership's (as defined below) issued and outstanding partnership units (collectively, the "Reverse Equity Splits"). As a result of the Reverse Equity Splits, every four shares of the Issuer's Class A Common Stock and every four of the Operating Partnership's partnership units were automatically changed into one issued and outstanding share of Class A Common Stock or partnership units, as applicable, rounded to the nearest 1/1000th share or partnership unit.
- [F3]Represents long-term incentive plan units ("LTIP Units") of SmartStop OP, L.P., the Issuer's operating partnership (the "Operating Partnership"). Vested LTIP Units are convertible into Class A common units of the Operating Partnership ("Class A Common Units"). Class A Common Units are redeemable by the holder for, at the election of the Issuer, shares of the Issuer's Class A Common Stock on a one-for-one basis or the cash value of such shares.
- [F4]Represents 7,678 LTIP Units issued to the Reporting Person pursuant to the Issuer's incentive plan, which LTIP Units vest ratably over four years commencing on the first anniversary of the issuance thereof, subject to the Reporting Person's continued employment or service through each vesting date.
- [F5]Represents 1,920 LTIP Units issued to the Reporting Person pursuant to the Issuer's incentive plan, which LTIP Units vest ratably over four years commencing on the first anniversary of the issuance thereof, subject to the Reporting Person's continued employment or service through each vesting date.
- [F6]Represents 4,420.25 LTIP Units previously reported as being owned by the Reporting Person. The LTIP Units were issued to the Reporting Person in connection with her reelection to the board of directors and vest one year from each such reelection.
- [F7]Represents Class A-1 limited partnership units ("Class A-1 Units") of the Operating Partnership. Class A-1 Units are redeemable by the holder for, at the election of the Issuer, shares of Class A Common Stock of the Issuer on a one-for-one basis or the cash value of such shares.
- [F8]Represents 27,168 Class A-1 Units previously reported as being owned by the Reporting Person.
Documents
Issuer
SmartStop Self Storage REIT, Inc.
CIK 0001585389
Entity typeother
Related Parties
1- filerCIK 0001462217
Filing Metadata
- Form type
- 4
- Filed
- Apr 2, 8:00 PM ET
- Accepted
- Apr 3, 6:47 PM ET
- Size
- 14.4 KB