Andersons, Inc.·4

Feb 13, 1:44 PM ET

Valentine Brian A 4

4 · Andersons, Inc. · Filed Feb 13, 2026

Research Summary

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Andersons (ANDE) CFO Brian A. Valentine Exercises Options; Shares Withheld

What Happened
Brian A. Valentine, Chief Financial Officer of Andersons, Inc. (ANDE), exercised/converted derivatives and received vested performance share units (PSUs) on February 11, 2026. The filing reports exercises/conversions of 8,528 and 3,155 derivative units and a grant/award conversion of 397.05 shares. To satisfy tax withholding and issuer surrender requirements, 3,542 shares were withheld (valued at $69.11 each, totaling $244,788) and 5,373 shares were surrendered to the issuer. Netting the acquired and surrendered shares from the filing data yields approximately 3,165.05 shares retained by Valentine after the transactions.

Key Details

  • Transaction date: February 11, 2026; Form filed February 13, 2026 (filing marked late).
  • Reported acquisitions: 8,528 shares (exercise/conversion), 3,155 shares (exercise/conversion), and 397.05 shares (grant/award) — total acquired 12,080.05 shares.
  • Reported dispositions/withholdings: 3,542 shares withheld for tax liability at $69.11/share (total $244,788) and 5,373 shares surrendered to issuer.
  • Net retained (based on reported entries): ~3,165.05 shares (12,080.05 acquired − 8,915 surrendered/withheld).
  • Footnotes: PSUs were performance-based (EPS and TSR references), PSUs vested/converted on Feb 11, 2026; some allocated PSUs were cancelled (excess shares cancelled); shares were withheld to cover tax liability and dividend equivalents may apply.
  • Timeliness: Filing designated late (transactionTimeliness = 'L'), which delays public visibility of the trade.

Context

  • These were derivative/award transactions (PSUs and option/derivative conversions) rather than open-market purchases or voluntary sales. The filing shows a net share settlement / share-withholding to cover taxes and issuer surrender — a common, administrative outcome when awards vest or options are exercised.
  • PSUs are performance-based awards that convert to common stock after a multi-year performance period; the number actually received depends on performance measures (EPS, TSR) and here were converted as of Feb 11, 2026.
  • No speculative conclusions about motivation should be drawn — withholding and issuer surrender are routine for tax and settlement purposes.

Insider Transaction Report

Form 4
Period: 2026-02-11
Valentine Brian A
EVP & Chief Financial Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2026-02-11+8,52897,570.28 total
  • Exercise/Conversion

    Common Stock

    2026-02-11+3,155100,725.28 total
  • Award

    Common Stock

    [F1]
    2026-02-11+397.05101,122.33 total
  • Tax Payment

    Common Stock

    [F2]
    2026-02-11$69.11/sh3,542$244,78897,580.33 total
  • Exercise/Conversion

    PERFORMANCE SHARE UNIT (EPS) (2026)

    [F3][F4]
    2026-02-118,5280 total
    Common Stock (8,528 underlying)
  • Exercise/Conversion

    PERFORMANCE SHARE UNIT (TSR) (2026)

    [F5][F4]
    2026-02-113,1555,373 total
    Common Stock (3,155 underlying)
  • Disposition to Issuer

    PERFORMANCE SHARE UNIT (TSR) (2026)

    [F5][F6]
    2026-02-115,3730 total
    Common Stock (5,373 underlying)
Footnotes (6)
  • [F1]Dividend equivalent received.
  • [F2]Shares withheld to cover tax liability.
  • [F3]Performance share units (PSUs) represent the right to receive common stock following a 3 year performance period. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.
  • [F4]Each PSU vests and converts to common stock as of February 11, 2026.
  • [F5]Performance share units (PSUs) represent the right to receive common stock following a 3 year performance period. Number of underlying shares are based upon the level of satisfaction of the total shareholder return for the performance period.
  • [F6]PSU Vesting for fewer than allocated shares. Excess shares are being cancelled.
Signature
Brian A. Valentine, by Melissa Trippel, Limited Power of Attorney|2026-02-13

Documents

2 files