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4//SEC Filing

Enphase Energy, Inc. 4

Accession 0001463101-17-000070

$ENPHCIK 0001463101operating
View on SEC.govCompany Profile

Filed

May 23, 8:00 PM ET

Accepted

May 24, 4:15 PM ET

Size

27.1 KB

Accession

0001463101-17-000070

Insider Transaction Report

Form 4
Period: 2017-05-01
Enphase Energy, Inc.ENPH
Garcia Humberto
VP and CFO
Transactions
  • Award

    Restricted Stock Units

    2017-05-01+3,584→ 71,377 total
  • Award

    Restricted Stock Units

    2017-05-01+3,083→ 66,183 total
  • Award

    Restricted Stock Units

    2017-05-01+1,082→ 67,793 total
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2017-05-01−1,887→ 0 total
    Exercise: $11.00Exp: 2022-03-11→ Common Stock (1,887 underlying)
  • Award

    Restricted Stock Units

    2017-05-01+528→ 66,711 total
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2017-05-01−11,013→ 0 total
    Exercise: $9.53Exp: 2021-08-22→ Common Stock (11,013 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2017-05-01−3,609→ 0 total
    Exercise: $6.90Exp: 2022-05-30→ Common Stock (3,609 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2017-05-01−12,804→ 0 total
    Exercise: $7.68Exp: 2020-06-30→ Common Stock (12,804 underlying)
  • Award

    Restricted Stock Units

    2017-05-01+528→ 63,100 total
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2017-05-01−1,320→ 0 total
    Exercise: $4.09Exp: 2021-05-04→ Common Stock (1,320 underlying)
  • Award

    Restricted Stock Units

    2017-05-01+5,599→ 76,976 total
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2017-05-01−20,000→ 0 total
    Exercise: $9.69Exp: 2021-07-13→ Common Stock (20,000 underlying)
Footnotes (14)
  • [F1]The restricted stock units ("RSUs") will vest as follows: Any vested portion of the canceled option is subject to a new one-year cliff vesting date with 100% of such portion of the RSU vesting on May 15, 2018. Any portion of a new RSU issued in exchange for the unvested portion of the canceled option will continue to vest over the remainder of the original vesting period of the unvested portion of the option; however, the new RSU will vest and shares will be issued on a quarterly vesting schedule with fixed vesting dates occurring on February 15, May 15, August 15 and November 15 each year. The first new RSU Vesting Date for the portion of the new RSU issued in exchange for the unvested portion of a canceled option will be August 15, 2017.
  • [F10]The canceled option provided vesting in variable installments over a four-year period commencing February 4, 2012.
  • [F11]The canceled option provided vesting in 48 equal successive installments over a four-year period commencing April 12, 2012.
  • [F12]The canceled option provided vesting in 48 equal successive installments over a four-year period commencing June 30, 2012.
  • [F13]The canceled option provided vesting in 48 equal successive installments over a four-year period commencing May 10, 2013.
  • [F14]The canceled option provided vesting in 48 equal successive installments over a four-year period commencing January 1, 2015.
  • [F2]On May 1, 2017, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on May 5, 2011. In exchange for the option, the reporting person received 528 shares of RSUs.
  • [F3]This total corrects the total aggregate number of shares following the transaction previously reported by the reporting person on May 17, 2017.
  • [F4]On May 1, 2017, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on August 23, 2011. In exchange for the option, the reporting person received 3,083 shares of RSUs.
  • [F5]On May 1, 2017, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on March 12, 2012. In exchange for the option, the reporting person received 528 shares of RSUs.
  • [F6]On May 1, 2017, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on May 31, 2012. In exchange for the option, the reporting person received 1,082 shares of RSUs.
  • [F7]On May 1, 2017, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on July 1, 2013. In exchange for the option, the reporting person received 3,584 shares of RSUs.
  • [F8]On May 1, 2017, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on July 14, 2014. In exchange for the option, the reporting person received 5,599 shares of RSUs.
  • [F9]The canceled option provided vesting in variable installments over a four-year period commencing January 21, 2012.

Documents

1 file

Issuer

Enphase Energy, Inc.

CIK 0001463101

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001463101

Filing Metadata

Form type
4
Filed
May 23, 8:00 PM ET
Accepted
May 24, 4:15 PM ET
Size
27.1 KB
View on SEC.gov