KAUFMANN FERNAND JOSEPH PHD 4/A

Accession 0001463151-10-000021

CIK 0001049210other

Filed

May 18, 8:00 PM ET

Accepted

May 19, 4:51 PM ET

Size

19.9 KB

Accession

0001463151-10-000021

Form 4/AAmended

Period: 2009-11-11

Director

Transactions

Award
Non-Qualified Stock Option (Right to Buy)
2009-11-12+2,083→ 2,083 total
Exercise: $3.85Exp: 2019-11-12→ Common Stock (2,083 underlying)
Award
Non-Qualified Stock Option (Right to Buy)
2009-11-12+1,041→ 4,165 total
Exercise: $3.85Exp: 2019-11-12→ Common Stock (1,041 underlying)
Award
Non-Qualified Stock Option (Right to Buy)
2009-11-12+810→ 4,975 total
Exercise: $3.85Exp: 2019-11-12→ Common Stock (810 underlying)
Award
Non-Qualified Stock Option (Right to Buy)
2009-11-12+2,083→ 7,058 total
Exercise: $3.85Exp: 2019-11-12→ Common Stock (2,083 underlying)
Award
Non-Qualified Stock Option (Right to Buy)
2009-11-12+2,083→ 9,141 total
Exercise: $3.85Exp: 2019-11-12→ Common Stock (2,083 underlying)
Disposition to Issuer
Non-Qualified Stock Option (Right to Buy)
2009-11-11−2,083→ 0 total
Exercise: $7.15Exp: 2019-09-02→ Common Stock (2,083 underlying)
Award
Non-Qualified Stock Option (Right to Buy)
2009-11-12+1,041→ 3,124 total
Exercise: $3.85Exp: 2019-11-12→ Common Stock (1,041 underlying)

Footnotes (7)

[F1]Granted in exchange for options surrendered pursuant to the Company's stock option exchange program which commenced on 10/13/2009 and terminated 11/12/2009.
[F2]Options will vest according to the following schedule: 58 options vest on 11/12/2009, 1,500 options vest in equal quarterly installments beginning 12/2/2009 and ending 9/2/2012, and the remaining 525 options vest in equal quarterly installments beginning 12/2/2012 becoming fully vested 9/2/2015.
[F3]Half of the shares vest on 11/12/2009 and half of the shares vest in equal quarterly installments over the next consecutive 12 quarters.
[F4]Options will vest according to the following schedule: 636 options vest on 11/12/2009, 665 options vest in equal quarterly amounts beginning 12/7/2009 and ending 12/7/2010, and the remaining 782 options vest in equal quarterly installments beginning 3/7/2011 becoming fully vested 12/7/2013.
[F5]Options will vest according to the following schedule: 203 options vest on 11/12/2009, 1,279 options vest in equal quarterly installments beginning 11/13/2009 and ending 2/13/2012, and the remaining 601 options vest in equal quarterly installments beginning 5/13/2012 becoming fully vested 2/13/2015.
[F6]Exchanged for new options to purchase shares of common stock at an exercise price of $3.85 per share pursuant to the Company's stock option exchange program which commenced on 10/13/2009 and terminated 11/12/2009.
[F7]The option vests monthly for a period of three years.

Documents

1 file

VERENIUM CORP

CIK 0001049210

Entity typeother