Home/Filings/4/A/0001463151-10-000028
4/A//SEC Filing

Riva Carlos A 4/A

Accession 0001463151-10-000028

CIK 0001049210other

Filed

May 18, 8:00 PM ET

Accepted

May 19, 4:53 PM ET

Size

20.2 KB

Accession

0001463151-10-000028

Insider Transaction Report

Form 4/AAmended
Period: 2009-11-12
Riva Carlos A
DirectorPresident & CEO
Transactions
  • Award

    Non-Qualified Stock Option (Right to Buy)

    2009-11-12+4,82458,019 total
    Exercise: $3.85Exp: 2019-11-12Common Stock (4,824 underlying)
  • Award

    Non-Qualified Stock Option (Right to Buy)

    2009-11-12+14,61677,044 total
    Exercise: $3.85Exp: 2019-11-12Common Stock (14,616 underlying)
  • Award

    Non-Qualified Stock Option (Right to Buy)

    2009-11-12+11,25888,302 total
    Exercise: $3.85Exp: 2019-11-12Common Stock (11,258 underlying)
  • Award

    Non-Qualified Stock Option (Right to Buy)

    2009-11-12+30,26546,931 total
    Exercise: $3.85Exp: 2019-11-12Common Stock (30,265 underlying)
  • Award

    Non-Qualified Stock Option (Right to Buy)

    2009-11-12+16,66616,666 total
    Exercise: $3.85Exp: 2019-11-12Common Stock (16,666 underlying)
  • Award

    Non-Qualified Stock Option (Right to Buy)

    2009-11-12+6,26453,195 total
    Exercise: $3.85Exp: 2019-11-12Common Stock (6,264 underlying)
  • Award

    Non-Qualified Stock Option (Right to Buy)

    2009-11-12+4,40962,428 total
    Exercise: $3.85Exp: 2019-11-12Common Stock (4,409 underlying)
Footnotes (8)
  • [F1]Granted in exchange for options surrendered pursuant to the Company's stock option exchange program which commenced on 10/13/2009 and terminated 11/12/2009.
  • [F2]Half of the shares are vested on 11/12/2009 and half of the shares vest in a series of eight (8) successive equal quarterly installments measured from the date of grant.
  • [F3]Options shall vest according to the following schedule: 6,305 options vest on 11/12/2009, 15,884 options vest in equal quarterly installments beginning 12/20/2009 and ending 6/20/2011, and the remaining 8,76 options vest in equal quarterly installments beginning 9/20/2011 becoming fully vested 6/20/2013.
  • [F4]50% of the shall vest on 6/20/2014 and the remaining 50% of the options shall vest on 6/20/2016.
  • [F5]50% of the options shall vest on 7/20/2014 and the remaining 50% of the options shall vest on 7/20/2016.
  • [F6]Options shall vest according to the following schedule: 965 options vest on 11/12/2009, 2,262 options vest in equal quarterly installments beginning 12/20/2009 and ending 6/20/2011, and the remaining 1,182 options vest in equal quarterly installments beginning 9/20/2011 becoming fully vested 6/20/2013.
  • [F7]Options shall vest according to the following schedule: 4,111 options vest on 11/12/2009, 6,602 options vest in equal quarterly installments beginning 12/20/2009 and ending 6/20/2011, and the remaining 3,903 options vest in equal quarterly installments beginning 9/20/2011 becoming fully vested 6/20/2013.
  • [F8]Options shall vest according to the following schedule: 2,815 options vest on 11/12/2009, 5,439 options vest in equal quarterly installments beginning 1/20/2010 and ending 7/20/2011, and the remaining 3,004 options vest in equal quarterly installments beginning 10/20/2011 becoming fully vested 7/20/2013.

Issuer

VERENIUM CORP

CIK 0001049210

Entity typeother

Related Parties

1
  • filerCIK 0001402687

Filing Metadata

Form type
4/A
Filed
May 18, 8:00 PM ET
Accepted
May 19, 4:53 PM ET
Size
20.2 KB