ESCALADE INC·4

Jun 12, 4:30 PM ET

Griffin Patrick J 4

4 · ESCALADE INC · Filed Jun 12, 2026

Research Summary

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Escalade (ESCA) 10% Owner Patrick J. Griffin Gifts 1,000 Shares

What Happened
Patrick J. Griffin, a reported 10% owner of Escalade Inc. (ESCA), reported gift transactions on 2026-06-11. The Form 4 shows a gift disposition of 1,000 shares (G) and a simultaneous gift acquisition of 1,000 shares (G). Both transactions are recorded at $0.00 per share (gifts), so no cash changed hands and total reported consideration is $0.

Key Details

  • Transaction date: 2026-06-11; Form filed 2026-06-12 (timely).
  • Transaction code: G = Gift. Price per share reported $0.00; total reported value $0.
  • Reported as both a 1,000-share disposal and a 1,000-share acquisition (both gifts) on the same date.
  • The filing does not list a net change in shares held in the body of this summary; footnotes disclose indirect holdings: 614,964.629 shares via an irrevocable trust and 300,000 shares via a revocable trust (Mr. Griffin serves as trustee and his mother is beneficiary).
  • Several footnotes state Mr. Griffin disclaims beneficial ownership of shares held by his adult son, adult daughter, a family limited partnership, and certain trusts, except to the extent of any pecuniary interest.

Context
Gifts (code G) are transfers and do not involve market purchases or sales; they typically represent transfers to family members or trusts and are generally not interpreted as a direct signal of the insider’s view of the stock. As a 10% owner with substantial indirect holdings through trusts where he is trustee, Griffin remains a significant stakeholder in Escalade despite these small gift entries.

Insider Transaction Report

Form 4
Period: 2026-06-11
Griffin Patrick J
DirectorPRESIDENT & CEO10% Owner
Transactions
  • Gift

    Common Stock

    2026-06-111,000579,455.229 total
  • Gift

    Common Stock

    [F1]
    2026-06-11+1,0004,289 total(indirect: By adult son)
Holdings
  • Common Stock

    [F2]
    (indirect: by UTMA custodian for adult daughter)
    1,289
  • Common Stock

    [F3]
    (indirect: By Trust)
    614,964.629
  • Common Stock

    [F4]
    (indirect: By Partnership)
    1,326,736
  • Common Stock

    [F5]
    (indirect: By Trust)
    300,000
Footnotes (5)
  • [F1]Mr. Griffin disclaims beneficial interest in shares held by his adult son, except to the extent of his pecuniary interest therein.
  • [F2]Mr. Griffin disclaims beneficial interest in shares held by his adult daughter, except to the extent of his pecuniary interest therein.
  • [F3]Mr. Griffin disclaims beneficial ownership in shares held by an irrevocable trust (previously owned by his late father), except to the extent of his pecuniary interest therein. Mr. Griffin is deemed to have an indirect beneficial ownership in the 614,964.629 shares held by such trusts due to his serving as a trustee and his mother being the beneficiary.
  • [F4]This reporting person disclaims beneficial ownership in shares held by the family limited partnership, except to the extent of his pecuniary interest therein.
  • [F5]Mr. Griffin disclaims beneficial ownership in shares held by a revocable trust owned by his mother, except to the extent of his pecuniary interest therein. Mr. Griffin is deemed to have an indirect beneficial ownership in the 300,000 shares held by such trusts due to his serving as a trustee and his mother being the beneficiary.
Signature
/s/ PATRICK J. GRIFFIN|2026-06-12

Documents

1 file
  • 4
    form4-06122026_040617.xmlPrimary