COLUMBUS MCKINNON CORP 4

Accession 0001464234-14-000002

$CMCOCIK 0001005229operating

Filed

Feb 12, 7:00 PM ET

Accepted

Feb 13, 1:44 PM ET

Size

22.2 KB

Accession

0001464234-14-000002

Form 4

Period: 2014-02-11

VP Rigging Products Americas

Transactions

Exercise/Conversion
Common Stock
2014-02-11$13.27/sh+2,913$38,656→ 22,120 total
Sale
Common Stock
2014-02-11$25.10/sh−2,913$73,116→ 19,207 total
Sale
Common Stock
2014-02-11$25.10/sh−10,000$251,000→ 19,207 total
Exercise/Conversion
Common Stock
2014-02-11$19.15/sh+10,000$191,500→ 29,207 total
Exercise/Conversion
Incentive Stock Options (Right to Buy)
2014-02-11−10,000→ 0 total
Exercise: $19.15From: 2010-01-19Exp: 2016-07-31→ Common Stock (10,000 underlying)
Exercise/Conversion
Non-Qualified Stock Options (Right to Buy)
2014-02-11−2,913→ 5,612 total
Exercise: $13.27From: 2010-05-18Exp: 2019-05-17→ Common Stock (2,913 underlying)

Holdings

Non-Qualified Stock Options (Right to Buy)
Exercise: $19.50From: 2012-05-23Exp: 2021-05-22→ Common Stock (5,736 underlying)
5,736
Non-Qualified Stock Option (Right to Buy)
Exercise: $13.43From: 2013-05-21Exp: 2022-05-20→ Common Stock (9,470 underlying)
9,470
Non-Qualified Stock Options (Right to Buy)
Exercise: $18.95From: 2014-05-20Exp: 2023-05-20→ Common Stock (4,346 underlying)
4,346
Non-Qualified Stock Options (Right to Buy)
Exercise: $28.45From: 2009-05-19Exp: 2018-05-18→ Common Stock (526 underlying)
526
Non-Qualified Stock Options (Right to Buy)
Exercise: $18.24From: 2011-05-17Exp: 2020-05-16→ Common Stock (6,264 underlying)
6,264
Common Stock
19,207
Common Stcok
737.951

Footnotes (9)

[F1]Includes 12,880 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 824 shares become fully vested and non-forfeitable on 5/17/2014; 1,520 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/23/2014; 3,542 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/21/2014; 2,060 shares become fully vested and non-forfeitable 25% per year for four years bginning 5/20/2014; and the remaining 4,934 shares become fully vested and non-forfeitable on 5/21/2015, if reporting person remains an employee of issuer.
[F2]Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP").
[F3]All exercisable, subject to IRS limitations.
[F4]The reporting person exercised 10,000 options on 2/11/2014.
[F5]The reporting person exercised 2,913 options on 2/11/2014. The remaining 5,612 options are all exercisable, subject to IRS limitations.
[F6]Exercisable 25% per year for four years beginning 5/17/2011, if reporting person remains an employee of issuer.
[F7]Exercisable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer.
[F8]Exercisable 25 % per year for four years beginning 5/21/2013, if reporting person remains an employee of issuer.
[F9]Exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an employee of issuer.

Documents

1 file

COLUMBUS MCKINNON CORP

CIK 0001005229

Entity typeoperating

IncorporatedNY