COLUMBUS MCKINNON CORP 4

Accession 0001464234-14-000004

$CMCOCIK 0001005229operating

View on SEC.gov Company Profile

Filed

Feb 17, 7:00 PM ET

Accepted

Feb 18, 11:12 AM ET

Size

24.6 KB

Accession

0001464234-14-000004

Insider Transaction Report

Form 4

Period: 2014-02-13

COLUMBUS MCKINNON CORPCMCO

Giesige Charles R

VP Rigging Products Americas

Transactions

Exercise/Conversion
Common Stock
2014-02-13$18.24/sh+4,698$85,692→ 23,905 total
Sale
Common Stock
2014-02-13$26.00/sh−5,612$145,912→ 19,207 total
Sale
Common Stock
2014-02-13$26.00/sh−428$11,128→ 19,207 total
Sale
Common Stock
2014-02-13$26.00/sh−4,698$122,148→ 19,207 total
Exercise/Conversion
Non-Qualified Stock Options (Right to Buy)
2014-02-13−5,612→ 0 total
Exercise: $13.27From: 2010-05-18Exp: 2019-05-17→ Common Stock (5,612 underlying)
Exercise/Conversion
Non-Qualified Stock Options (Right to Buy)
2014-02-13−428→ 5,308 total
Exercise: $19.50From: 2012-05-23Exp: 2021-05-22→ Common Stock (428 underlying)
Exercise/Conversion
Common Stock
2014-02-13$19.50/sh+428$8,346→ 19,635 total
Exercise/Conversion
Non-Qualified Stock Options (Right to Buy)
2014-02-13−4,698→ 1,566 total
Exercise: $18.24From: 2011-05-17Exp: 2020-05-16→ Common Stock (4,698 underlying)
Exercise/Conversion
Common Stock
2014-02-13$13.27/sh+5,612$74,471→ 24,819 total

Holdings

Non-Qualified Stock Option (Right to Buy)
Exercise: $13.43From: 2013-05-21Exp: 2022-05-20→ Common Stock (9,470 underlying)
11,837
Non-Qualified Stock Options (Right to Buy)
Exercise: $28.45From: 2009-05-19Exp: 2018-05-18→ Common Stock (526 underlying)
526
Non-Qualified Stock Options (Right to Buy)
Exercise: $18.95From: 2014-05-20Exp: 2023-05-20→ Common Stock (4,346 underlying)
4,346
Common Stcok
737.951
Common Stock
19,207

Footnotes (8)

[F1]Includes 12,880 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 824 shares become fully vested and non-forfeitable on 5/17/2014; 1,520 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/23/2014; 3,542 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/21/2014; 2,060 shares become fully vested and non-forfeitable 25% per year for four years bginning 5/20/2014; and the remaining 4,934 shares become fully vested and non-forfeitable on 5/21/2015, if reporting person remains an employee of issuer.
[F2]Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP").
[F3]All exercisable, subject to IRS limitations.
[F4]The reporting person exercised the remaining 5,612 options on 2/13/2014.
[F5]The remaining 1,566 shares become exercisable on 5/17/2014, if reporting person remains an employee of issuer.
[F6]The reporting person exercised 428 options on 2/13/2014. Therefore, 2,440 options are exercisable, subject to IRS limitations, and the remaining 2,868 options are exercisable 50% per year for two years beginning 5/23/2014, if reporting person remains an employee of issuer.
[F7]Exercisable 25 % per year for four years beginning 5/21/2013, if reporting person remains an employee of issuer.
[F8]Exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an employee of issuer.

Documents

1 file

4
wf-form4_139273993526579.xmlPrimary
FORM 4

Issuer

COLUMBUS MCKINNON CORP

CIK 0001005229

→

Entity typeoperating

IncorporatedNY

Related Parties

filerCIK 0001005229

Filing Metadata

Form type: 4
Filed: Feb 17, 7:00 PM ET
Accepted: Feb 18, 11:12 AM ET
Size: 24.6 KB

View on SEC.gov