Lightcap Jeffrey C 4

4 · Heartflow, Inc. · Filed Mar 26, 2026

AI-generated summary of this filing

Updated Mar 26, 2026

Heartflow (HTFL) Director Jeffrey Lightcap Receives 206,261 Shares

What Happened

Jeffrey C. Lightcap, a Heartflow director, was allocated 206,261 shares of Heartflow common stock on March 24, 2026 via a pro rata in‑kind distribution from HCPCIV 1, LLC. The shares were received at $0.00 per share (no cash exchanged). This was an administrative transfer (Form 4 code J — other acquisition/disposition) as HCPCIV is being dissolved; the shares moved from indirect to direct beneficial ownership for Lightcap.

Key Details

Transaction date: 2026-03-24; Filing date: 2026-03-26.
Transaction type/code: Other acquisition/disposition (J) — in‑kind distribution.
Shares acquired: 206,261; Price: $0.00; Reported value: $0.
Shares owned after transaction: filing does not state total holdings; the 206,261 shares are now held directly by Lightcap rather than indirectly through HCPCIV.
Footnote highlights:
- HCPCIV effected a pro rata in‑kind distribution and is being dissolved (F1).
- Lightcap is a controlling member of HealthCor Partners funds and may have voting/dispositive power over other reported shares but disclaims beneficial ownership except to the extent of his pecuniary interest (F2).
Timeliness: Filed two days after the transaction; no late‑filing indication in the report.

Context

This was not an open‑market purchase or sale but an in‑kind distribution tied to the dissolution of an entity that previously held the shares. Such transfers are typically administrative and do not necessarily signal a change in insider sentiment. The F2 disclaimer notes potential voting/dispositive relationships through investment funds but does not equate to additional direct ownership beyond the shares reported.

Form 4

Period: 2026-03-24

Director

Transactions

Holdings

Footnotes (2)

[F1]On March 24, 2026, HCPCIV 1, LLC ("HCPCIV") effected a pro rata in-kind distribution of Heartflow, Inc. common stock to its members in accordance with its operating agreement, including 206,261 shares allocable to Mr. Lightcap based on his indirect interest in HCPCIV immediately prior to the distribution. Following the distribution, HCPCIV is being dissolved. After giving effect to the distribution, Mr. Lightcap's beneficial ownership is held directly (and no longer indirectly through HCPCIV) to the extent of the shares received.
[F2]Mr. Lightcap is a controlling member of each of HealthCor Partners Fund II, L.P. and HealthCor Partners Fund, L.P. and may be deemed to have voting and dispositive power with respect to the shares. Mr. Lightcap disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Signature

/s/ Nga Van by power of attorney|2026-03-26

1 file