4Filed Aug 9, 8:00 PM ET
Heartflow (HTFL) Chief Accounting Officer Marie Jones Receives Award, Sells Shares
$HTFL · Heartflow, Inc.Research Summary
AI-generated summary of this SEC filing
Heartflow (HTFL) Chief Accounting Officer Marie Jones Receives Award, Sells Shares
What Happened
- Marie L. Jones, Heartflow's Chief Accounting Officer, was issued/acquired 1,661 shares on 2026-03-06 (grant/award) at an aggregate reported value of $26,825 (price used: $16.15 per share).
- Subsequently, on 2026-08-06 and 2026-08-07 a total of 568 shares were disposed (486 shares @ $27.19 = $13,214; 82 shares @ $28.82 = $2,363), reflecting shares withheld/used to satisfy tax or withholding obligations. Net from these reported transactions, Jones retained 1,093 shares (1,661 acquired − 568 withheld).
Key Details
- Transaction types: A = Award/Grant (Mar 6); F = Payment of exercise price or tax liability (Aug 6–7).
- Dates & prices: Mar 6 — 1,661 @ $16.15 ($26,825); Aug 6 — 486 @ $27.19 ($13,214); Aug 7 — 82 @ $28.82 ($2,363). Total cash value of withheld/disposed shares ≈ $15,577.
- Footnotes: F1 indicates shares were acquired under the Issuer’s Employee Stock Purchase Plan (ESPP) and the ESPP transaction is exempt under Rule 16b-3(c). F2 notes that some shares were retained by the issuer to satisfy income tax withholding in connection with RSU vesting/net settlement.
- Shares owned after reported activity: These transactions result in a net increase of 1,093 shares from the reported award and withholdings; the filer’s total post-transaction holdings reported on the Form 4 were not separately listed in the summary provided.
- Timeliness: The Form 4 was filed on 2026-08-10 covering a Mar 6 grant and Aug 6–7 withholdings; this filing appears late (transactionTimeliness = 'L').
Context
- The primary activity is an award/acquisition (grant) of shares; the August disposals were routine tax-withholding/settlement actions (not open-market sales) and are generally considered administrative rather than signals about insider sentiment.
- For retail investors, purchases/awards increase an insider’s stake, but withheld shares for taxes are common after RSU vesting or ESPP purchases and do not necessarily indicate a decision to sell stock on the market.