4//SEC Filing
Nick Mosich 4
Accession 0001464919-25-000004
CIK 0001299709other
Filed
Nov 17, 7:00 PM ET
Accepted
Nov 18, 7:23 PM ET
Size
11.4 KB
Accession
0001464919-25-000004
Insider Transaction Report
Form 4
Nick Mosich
Director
Transactions
- Exercise/Conversion
Common Stock
2025-11-14$79.12/sh+5,443$430,650→ 84,938 total - Exercise/Conversion
Restricted Stock Units
2025-11-14−5,443→ 0 total→ Common Stock (5,443 underlying) - Disposition to Issuer
Common Stock
2025-11-14$79.12/sh−2,721$215,286→ 82,217 total - Award
Restricted Stock Units
2025-11-14+4,588→ 4,588 total→ Common Stock (4,588 underlying)
Footnotes (7)
- [F1]Represents shares of Common Stock issued on November 14, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest on the one-year anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan.
- [F2]Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.
- [F3]The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.
- [F4]Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
- [F5]The RSUs fully vest on the one year anniversary of the grant date.
- [F6]The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.
- [F7]The RSU's fully vest on January 3, 2027.
Documents
Issuer
Axos Financial, Inc.
CIK 0001299709
Entity typeother
Related Parties
1- filerCIK 0001464919
Filing Metadata
- Form type
- 4
- Filed
- Nov 17, 7:00 PM ET
- Accepted
- Nov 18, 7:23 PM ET
- Size
- 11.4 KB