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4//SEC Filing

TWO HARBORS INVESTMENT CORP. 4

Accession 0001465740-16-000135

$TWOCIK 0001465740operating

Filed

Feb 9, 7:00 PM ET

Accepted

Feb 10, 5:30 PM ET

Size

7.6 KB

Accession

0001465740-16-000135

Insider Transaction Report

Form 4
Period: 2016-02-08
Farrell Brad
Vice Pres., CFO & Treasurer
Transactions
  • Sale

    Common stock, par value $0.01 per share

    2016-02-09$7.32/sh297$2,174393,615 total
  • Sale

    Common stock, par value $0.01 per share

    2016-02-08$7.39/sh13,528$99,972393,912 total
Footnotes (3)
  • [F1]All transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on May 18, 2015 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on February 5, 2016 of a restricted stock award previously granted to the reporting person.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.36 to $7.41, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.29 to $7.32, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

Issuer

TWO HARBORS INVESTMENT CORP.

CIK 0001465740

Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0001465740

Filing Metadata

Form type
4
Filed
Feb 9, 7:00 PM ET
Accepted
Feb 10, 5:30 PM ET
Size
7.6 KB