SIERING THOMAS 4
4 · TWO HARBORS INVESTMENT CORP. · Filed Apr 4, 2018
Insider Transaction Report
Form 4
SIERING THOMAS
DirectorCEO, President
Transactions
- Other
Common stock, par value $0.01 per share
2018-04-02$15.23/sh+172,826$2,632,140→ 1,071,509 total
Footnotes (2)
- [F1]On April 2, 2018, 172,826 shares held by the reporting person through the Thomas E. Siering 2016 Grantor Annuity Trust I ("GRAT"), for which the reporting person is the sole trustee and annuitant, were transferred back to the reporting person in exchange for cash. As a result of the transfer, the reporting person now holds these shares directly.
- [F2]This acquisition does not result in a change in the aggregate holdings of the reporting person, as all shares held in the GRAT were previously disclosed as beneficially owned by the reporting person.