Home/Filings/4/0001465740-18-000047
4//SEC Filing

ROTH WILLIAM 4

Accession 0001465740-18-000047

CIK 0001465740other

Filed

May 15, 8:00 PM ET

Accepted

May 16, 5:10 PM ET

Size

5.7 KB

Accession

0001465740-18-000047

Insider Transaction Report

Form 4
Period: 2018-05-15
ROTH WILLIAM
VP, Co-Chief Investment Off
Transactions
  • Sale

    Common stock, par value $0.01 per share

    2018-05-15$15.55/sh16,141$250,991728,704 total
Footnotes (3)
  • [F1]The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on November 20, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
  • [F2]The reporting person sold the shares to satisfy income tax liabilities incurred as a result of a vesting that occurred on May 14, 2018 of a restricted stock award previously granted to the reporting person.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.54 to $15.56, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Issuer

TWO HARBORS INVESTMENT CORP.

CIK 0001465740

Entity typeother

Related Parties

1
  • filerCIK 0001474958

Filing Metadata

Form type
4
Filed
May 15, 8:00 PM ET
Accepted
May 16, 5:10 PM ET
Size
5.7 KB