POLLINA LISA A 4
4 · TWO HARBORS INVESTMENT CORP. · Filed May 21, 2018
Insider Transaction Report
Form 4
POLLINA LISA A
Director
Transactions
- Tax Payment
Common Stock
2018-05-17$15.48/sh−2,132$33,003→ 16,813 total - Award
Common Stock
2018-05-17$15.48/sh+7,105$109,985→ 18,945 total
Footnotes (3)
- [F1]Represents a common stock award for service as a director, issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan.
- [F2]On November 1, 2017, the Issuer effected a one-for-two reverse stock split of its outstanding shares of common stock. The amount of securities reported in this Form 4 has been adjusted to reflect the reverse stock split.
- [F3]The reporting person elected to forfeit shares to satisfy income tax liabilities incurred in connection with the May 17, 2018 common stock award, as approved by the Board of Directors of Two Harbors Investment Corp.