4//SEC Filing
ROTH WILLIAM 4
Accession 0001465740-19-000016
CIK 0001465740other
Filed
Jan 29, 7:00 PM ET
Accepted
Jan 30, 6:01 PM ET
Size
10.1 KB
Accession
0001465740-19-000016
Insider Transaction Report
Form 4
ROTH WILLIAM
VP, Co-Chief Investment Off
Transactions
- Sale
Common stock, par value $0.01 per share
2019-01-28$14.44/sh−19,415$280,325→ 730,122 total - Sale
Common stock, par value $0.01 per share
2019-01-30$14.54/sh−15,401$223,863→ 691,497 total - Sale
Common stock, par value $0.01 per share
2019-01-29$14.42/sh−23,224$334,906→ 706,898 total
Footnotes (6)
- [F1]The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on November 20, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- [F2]The reporting person sold the shares to satisfy income tax liabilities incurred as a result of vestings that occurred on January 26, 2019 and January 27, 2019 of restricted stock awards previously granted to the reporting person.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.40 to $14.48, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.37 to $14.48, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F5]The reporting person sold the shares to satisfy income tax liabilities incurred as a result of a vesting that occurred on January 29, 2019 of a restricted stock award previously granted to the reporting person.
- [F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.52 to $14.55, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Documents
Issuer
TWO HARBORS INVESTMENT CORP.
CIK 0001465740
Entity typeother
Related Parties
1- filerCIK 0001474958
Filing Metadata
- Form type
- 4
- Filed
- Jan 29, 7:00 PM ET
- Accepted
- Jan 30, 6:01 PM ET
- Size
- 10.1 KB