|4Aug 15, 4:40 PM ET

SIERING THOMAS 4

4 · TWO HARBORS INVESTMENT CORP. · Filed Aug 15, 2019

Insider Transaction Report

Form 4
Period: 2019-08-14
SIERING THOMAS
DirectorCEO, President
Transactions
  • Purchase

    Common stock, par value $0.01 per share

    2019-08-14$13.11/sh+5,000$65,548745,706 total
Holdings
  • Common stock, par value $0.01 per share

    (indirect: By Trust)
    121,212
  • Common stock, par value $0.01 per share

    (indirect: By Trust)
    121,212
  • Common stock, par value $0.01 per share

    (indirect: By Trust)
    121,212
Footnotes (1)
  • [F1]Excludes a total of 363,636 shares indirectly owned by the reporting person through the Thomas E Siering 2019 Grantor Retained Annuity Trust, the Thomas E Siering 2019 Grantor Retained Annuity Trust II and the Thomas E Siering 2019 Grantor Retained Annuity Trust III. The reporting person is the sole trustee and annuitant of each trust. These shares were previously reported by the reporting person as directly owned prior to their contribution to the trusts.

Documents

1 file
  • 4
    wf-form4_156590158522150.xmlPrimary

    FORM 4