KOEPPEN MATTHEW 4
4 · TWO HARBORS INVESTMENT CORP. · Filed Jan 28, 2020
Insider Transaction Report
Form 4
KOEPPEN MATTHEW
Co-Chief Investment Officer
Transactions
- Sale
Common stock, par value $0.01 per share
2020-01-27$15.11/sh−3,947$59,629→ 78,681 total
Footnotes (3)
- [F1]The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on November 8, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- [F2]The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on January 26, 2020 of a restricted stock award previously granted to the reporting person.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.10 to $15.12, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.