KOEPPEN MATTHEW 4
4 · TWO HARBORS INVESTMENT CORP. · Filed Jan 31, 2020
Insider Transaction Report
Form 4
KOEPPEN MATTHEW
Co-Chief Investment Officer
Transactions
- Sale
Common stock, par value $0.01 per share
2020-01-29$15.15/sh−2,129$32,255→ 175,041 total - Sale
Common stock, par value $0.01 per share
2020-01-30$15.20/sh−5,579$84,781→ 169,462 total
Footnotes (3)
- [F1]The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on November 8, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- [F2]The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vestings on January 28, 2020 and January 29, 2020 of restricted stock award previously granted to the reporting person.
- [F3]Per share price reflects the weighted average price paid. The shares were purchased in multiple transactions at prices ranging from $15.19 to $15.22. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions.