SIERING THOMAS 4
4 · TWO HARBORS INVESTMENT CORP. · Filed May 17, 2021
Insider Transaction Report
Form 4
SIERING THOMAS
DirectorCEO, President
Transactions
- Sale
Common stock, par value $0.01 per share
2021-05-13$6.98/sh−200,000$1,395,120→ 549,706 total - Sale
Common stock, par value $0.01 per share
2021-05-14$7.09/sh−100,000$709,260→ 449,706 total
Holdings
- 363,636(indirect: By Trust)
Common stock, par value $0.01 per share
Footnotes (2)
- [F1]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.9577 to $7.0180, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F2]Includes 363,636 shares previously held indirectly through grantor retained annuity trusts which were distributed to and are now held indirectly in the Thomas E. Siering Revocable Trust.