GREENBERG WILLIAM ROSS 4
4 · TWO HARBORS INVESTMENT CORP. · Filed Jan 18, 2023
Insider Transaction Report
Form 4
GREENBERG WILLIAM ROSS
DirectorChief Executive Officer
Transactions
- Award
Common stock, par value $0.01 per share
2023-01-13+57,981→ 189,730 total
Holdings
- 3,025(indirect: By Spouse)
Common stock, par value $0.01 per share
Footnotes (3)
- [F1]Represents restricted stock units ("RSUs") granted to the Reporting Person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 13, 2024, 2025 and 2026.
- [F2]On November 1, 2022, the Issuer effected a one-for-four reverse stock split of its outstanding shares of common stock. The amount of securities beneficially owned reported on this Form 4 has been adjusted to reflect the reverse stock split.
- [F3]Includes 3,025 shares held by the Reporting Person's spouse. While the Reporting Person retains a pecuniary interest in these shares, he does not have dispositive or voting power with respect thereto and he disclaims any beneficial ownership interest therein.