TWO HARBORS INVESTMENT CORP.·4

Jan 10, 5:35 PM ET

Sandberg Rebecca B 4

4 · TWO HARBORS INVESTMENT CORP. · Filed Jan 10, 2024

Insider Transaction Report

Form 4
Period: 2024-01-08
Sandberg Rebecca B
Chief Legal Officer
Transactions
  • Award

    Common stock, par value $0.01 per share

    2024-01-08+7,398126,671 total
  • Sale

    Common stock, par value $0.01 per share

    2024-01-09$14.05/sh3,446$48,418123,225 total
  • Award

    Common stock, par value $0.01 per share

    2024-01-08+25,582119,273 total
Footnotes (3)
  • [F1]Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan ("The Plan"). The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 8, 2025, 2026 and 2027.
  • [F2]Represents shares of common stock received by the reporting person in connection with the vesting of performance share units ("PSUs") previously granted to the reporting person under the Plan.
  • [F3]The reporting person sold shares to satisfy income tax liabilities incurred as a result of the vesting of the PSUs. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on August 3, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

Documents

1 file
  • 4
    wk-form4_1704926132.xmlPrimary

    FORM 4