4//SEC Filing
GREENBERG WILLIAM ROSS 4
Accession 0001465740-24-000018
CIK 0001465740other
Filed
Jan 9, 7:00 PM ET
Accepted
Jan 10, 5:38 PM ET
Size
9.7 KB
Accession
0001465740-24-000018
Insider Transaction Report
Form 4
GREENBERG WILLIAM ROSS
DirectorChief Executive Officer
Transactions
- Award
Common stock, par value $0.01 per share
2024-01-08+100,564→ 270,125 total - Sale
Common stock, par value $0.01 per share
2024-01-09$14.05/sh−9,878$138,792→ 280,912 total - Award
Common stock, par value $0.01 per share
2024-01-08+20,665→ 290,790 total
Holdings
- 3,025(indirect: By Spouse)
Common stock, par value $0.01 per share
Footnotes (4)
- [F1]Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan (the "Plan"). The RSUs were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 8, 2025, 2026 and 2027.
- [F2]Represents shares of common stock received by the reporting person in connection with the vesting of performance share units ("PSUs") previously granted to the reporting person under the Plan.
- [F3]The reporting person sold shares to satisfy income tax liabilities incurred as a result of the vesting of the PSUs. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on January 26, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- [F4]Includes 3,025 shares held by the Reporting Person's spouse. While the Reporting Person retains a pecuniary interest in these shares, he does not have dispositive or voting power with respect thereto and he disclaims any beneficial ownership interest therein.
Documents
Issuer
TWO HARBORS INVESTMENT CORP.
CIK 0001465740
Entity typeother
Related Parties
1- filerCIK 0001792521
Filing Metadata
- Form type
- 4
- Filed
- Jan 9, 7:00 PM ET
- Accepted
- Jan 10, 5:38 PM ET
- Size
- 9.7 KB