GREENBERG WILLIAM ROSS 4
4 · TWO HARBORS INVESTMENT CORP. · Filed Jan 10, 2024
Insider Transaction Report
Form 4
GREENBERG WILLIAM ROSS
DirectorChief Executive Officer
Transactions
- Award
Common stock, par value $0.01 per share
2024-01-08+100,564→ 270,125 total - Sale
Common stock, par value $0.01 per share
2024-01-09$14.05/sh−9,878$138,792→ 280,912 total - Award
Common stock, par value $0.01 per share
2024-01-08+20,665→ 290,790 total
Holdings
- 3,025(indirect: By Spouse)
Common stock, par value $0.01 per share
Footnotes (4)
- [F1]Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan (the "Plan"). The RSUs were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 8, 2025, 2026 and 2027.
- [F2]Represents shares of common stock received by the reporting person in connection with the vesting of performance share units ("PSUs") previously granted to the reporting person under the Plan.
- [F3]The reporting person sold shares to satisfy income tax liabilities incurred as a result of the vesting of the PSUs. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on January 26, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- [F4]Includes 3,025 shares held by the Reporting Person's spouse. While the Reporting Person retains a pecuniary interest in these shares, he does not have dispositive or voting power with respect thereto and he disclaims any beneficial ownership interest therein.