KEEN MATTHEW 4/A
4/A · TWO HARBORS INVESTMENT CORP. · Filed Jan 17, 2024
Insider Transaction Report
Form 4/AAmended
KEEN MATTHEW
Vice President & CTO
Transactions
- Sale
Common stock, par value $0.01 per share
2024-01-09$14.05/sh−1,147$16,116→ 33,549 total - Award
Common stock, par value $0.01 per share
2024-01-08+7,939→ 32,401 total - Award
Common stock, par value $0.01 per share
2024-01-08+2,295→ 34,696 total
Footnotes (4)
- [F1]Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan ("The Plan"). The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 8, 2025, 2026 and 2027.
- [F2]This Form 4 amendment is being filed to correct the number of RSUs granted to the reported person on January 8, 2024. The original Form 4 filed on January 10, 2024 incorrectly reported a grant of 8,645 RSUs, instead of 7,939.
- [F3]Represents shares of common stock received by the reporting person in connection with the vesting of performance share units ("PSUs") previously granted to the reporting person under the Plan.
- [F4]The reporting person sold shares to satisfy income tax liabilities incurred as a result of the vesting of the PSUs. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 10, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.