4//SEC Filing
GREENBERG WILLIAM ROSS 4
Accession 0001465740-25-000024
CIK 0001465740other
Filed
Jan 9, 7:00 PM ET
Accepted
Jan 10, 4:20 PM ET
Size
12.7 KB
Accession
0001465740-25-000024
Insider Transaction Report
Form 4
GREENBERG WILLIAM ROSS
DirectorChief Executive Officer
Transactions
- Award
Common stock, par value $0.01 per share
2025-01-07+152,972→ 408,881 total - Sale
Common stock, par value $0.01 per share
2025-01-10$11.13/sh−13,855$154,230→ 409,065 total - Award
Common stock, par value $0.01 per share
2025-01-07+28,078→ 436,959 total - Sale
Common stock, par value $0.01 per share
2025-01-08$11.21/sh−14,039$157,383→ 422,920 total
Holdings
- 3,025(indirect: By Spouse)
Common stock, par value $0.01 per share
Footnotes (7)
- [F1]Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan (the "Plan"). The RSUs were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 7, 2026, 2027 and 2028.
- [F2]Represents shares of common stock received by the reporting person in connection with the vesting of performance share units ("PSUs") previously granted to the reporting person under the Plan.
- [F3]The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of the PSUs previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on January 26, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.21 to $11.22, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F5]The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of RSUs previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on January 26, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- [F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.13 to $11.15, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F7]Includes 3,025 shares held by the reporting person's spouse. While the reporting person retains a pecuniary interest in these shares, he does not have dispositive or voting power with respect thereto and he disclaims any beneficial ownership interest therein.
Documents
Issuer
TWO HARBORS INVESTMENT CORP.
CIK 0001465740
Entity typeother
Related Parties
1- filerCIK 0001792521
Filing Metadata
- Form type
- 4
- Filed
- Jan 9, 7:00 PM ET
- Accepted
- Jan 10, 4:20 PM ET
- Size
- 12.7 KB