Halm Jillian 4
4 · TWO HARBORS INVESTMENT CORP. · Filed Jan 10, 2025
Insider Transaction Report
Form 4
Halm Jillian
Chief Accounting Officer
Transactions
- Award
Common stock, par value $0.01 per share
2025-01-07+8,741→ 11,623 total - Award
Common stock, par value $0.01 per share
2025-01-07+481→ 12,104 total - Sale
Common stock, par value $0.01 per share
2025-01-08$11.31/sh−481$5,440→ 11,623 total
Footnotes (4)
- [F1]Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan ("The Plan"). The RSUs were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 7, 2026, 2027 and 2028.
- [F2]Represents shares of common stock received by the reporting person in connection with the vesting of performance share units ("PSUs") previously granted to the reporting person under the Plan.
- [F3]The reporting person sold all shares incurred as a result of the vesting of the PSUs previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 17, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.3003 to $11.3217 inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.