LETICA NICHOLAS 4
4 · TWO HARBORS INVESTMENT CORP. · Filed Jan 10, 2025
Insider Transaction Report
Form 4
LETICA NICHOLAS
Chief Investment Officer
Transactions
- Award
Common stock, par value $0.01 per share
2025-01-07+8,002→ 184,668 total - Award
Common stock, par value $0.01 per share
2025-01-07+71,022→ 176,666 total - Sale
Common stock, par value $0.01 per share
2025-01-10$11.13/sh−6,040$67,225→ 174,672 total - Sale
Common stock, par value $0.01 per share
2025-01-08$11.21/sh−3,956$44,347→ 180,712 total
Footnotes (4)
- [F1]Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. The RSUs were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 7, 2026, 2027 and 2028.
- [F2]Represents shares of common stock received by the reporting person in connection with the vesting of performance share units ("PSUs") previously granted to the reporting person under the Plan.
- [F3]The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of the PSUs previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on August 18, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- [F4]The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of RSUs previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on August 18, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.