ILLINOIS TOOL WORKS INC 4

Accession 0001466824-13-000003

$ITWCIK 0000049826operating

Filed

Nov 25, 7:00 PM ET

Accepted

Nov 26, 5:06 PM ET

Size

26.0 KB

Accession

0001466824-13-000003

Form 4

Period: 2013-11-22

Executive Vice President

Transactions

Sale
Common Stock
2013-11-22$79.27/sh−22,000$1,743,940→ 14,227 total
Sale
Common Stock
2013-11-22$79.25/sh−4,000$317,000→ 14,227 total
Exercise/Conversion
Common Stock
2013-11-22$51.60/sh+22,000$1,135,200→ 36,227 total
Exercise/Conversion
Common Stock
2013-11-22$47.13/sh+4,000$188,520→ 18,227 total
Exercise/Conversion
Employee Stock Option
2013-11-22−4,000→ 0 total
Exercise: $47.13From: 2005-12-10Exp: 2014-12-10→ Common Stock (4,000 underlying)
Exercise/Conversion
Employee Stock Option
2013-11-22−22,000→ 0 total
Exercise: $51.60From: 2008-02-09Exp: 2017-02-09→ Common Stock (22,000 underlying)

Holdings

Employee Stock Option
Exercise: $43.64From: 2011-02-12Exp: 2020-02-12→ Common Stock (24,332 underlying)
24,332
Performance Restricted Stock Unit (granted 2/10/2012)
Exercise: $0.00→ Common Stock (5,924 underlying)
5,924
Common Stock
(indirect: See Footnote)
2,430
Performance Restricted Stock Unit (granted 02/15/2013)
Exercise: $0.00→ Common Stock (5,797 underlying)
5,797
Performance Restricted Stock Unit (granted 2/11/2011)
Exercise: $0.00→ Common Stock (5,375 underlying)
5,375
Employee Stock Option
Exercise: $63.25From: 2014-02-15Exp: 2023-02-15→ Common Stock (37,301 underlying)
37,301
Employee Stock Option
Exercise: $55.71From: 2013-02-10Exp: 2022-02-10→ Common Stock (35,932 underlying)
35,932
Employee Stock Option
Exercise: $55.81From: 2012-02-11Exp: 2021-02-11→ Common Stock (20,260 underlying)
20,260

Footnotes (6)

[F1]This transaction was executed at multiple prices ranging from $79.21 to $79.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
[F2]This transaction was executed at multiple prices ranging from $79.22 to $79.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
[F3]Shares of common stock allocated to my account in the Illinois Tool Works Inc. Savings & Investment Plan--Information reported as of November 22, 2013.
[F4]Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of the Company's common stock.
[F5]Each PRSU vests 100% three years from the date of grant if performance goals are met.
[F6]Options vest in four (4) equal annual installments beginning one year from date of grant.

Documents

2 files

ILLINOIS TOOL WORKS INC

CIK 0000049826

Entity typeoperating

IncorporatedDE