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4//SEC Filing

LOOKABAUGH TOM 4

Accession 0001466829-12-000002

CIK 0001227930other

Filed

Jan 3, 7:00 PM ET

Accepted

Jan 4, 12:34 PM ET

Size

8.8 KB

Accession

0001466829-12-000002

Insider Transaction Report

Form 4
Period: 2012-01-03
LOOKABAUGH TOM
Chief Technology Officer
Transactions
  • Sale

    Common Stock

    2012-01-03$5.38/sh6,250$33,6510 total
  • Exercise/Conversion

    Common Stock

    2012-01-03$2.38/sh+6,250$14,8756,250 total
  • Exercise/Conversion

    Non-Qualified Stock Option (right to buy)

    2012-01-036,250181,250 total
    Exercise: $2.38Exp: 2019-07-01Common Stock (6,250 underlying)
Footnotes (3)
  • [F1]The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2009.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.29 to $5.49, per share. The reporting person undertakes to provide to Entropic Communications (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  • [F3]1/4th of the shares vest one year after the Vesting Commencement Date beginning July 1, 2009. 1/48th of the shares vest monthly thereafter over the next three years. Additionally, grant is subject to accelerated vesting on the terms and conditions set forth in such individual's Change of Control Agreement.

Issuer

ENTROPIC COMMUNICATIONS INC

CIK 0001227930

Entity typeother

Related Parties

1
  • filerCIK 0001466829

Filing Metadata

Form type
4
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 12:34 PM ET
Size
8.8 KB