Carlisle Stephen K. 4

4 · General Motors Co · Filed Apr 7, 2021

Insider Transaction Report

Form 4

Period: 2021-04-05

General Motors CoGM

Carlisle Stephen K.

Executive Vice President

Transactions

Exercise/Conversion
Common Stock
[F1]
2021-04-05$39.00/sh+30,556$1,191,684→ 116,867 total
Sale
Common Stock
[F1][F2]
2021-04-05$59.94/sh−30,556$1,831,527→ 86,311 total
Exercise/Conversion
Common Stock
[F1]
2021-04-05$35.49/sh+25,215$894,880→ 111,526 total
Sale
Common Stock
[F1][F3]
2021-04-05$59.04/sh−25,215$1,488,694→ 86,311 total
Sale
Common Stock
[F1][F4]
2021-04-05$59.92/sh−27,273$1,634,198→ 59,038 total
Exercise/Conversion
Common Stock
[F1]
2021-04-06$39.50/sh+18,565$733,318→ 77,603 total
Sale
Common Stock
[F1][F5]
2021-04-06$61.91/sh−18,565$1,149,359→ 59,038 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
[F1][F6]
2021-04-05−30,556→ 15,278 total
Exercise: $39.00Exp: 2029-02-13→ Common Stock (30,556 underlying)
Exercise/Conversion
Employee Stock Option (Right to Buy)
[F1][F7]
2021-04-05−25,215→ 50,430 total
Exercise: $35.49Exp: 2030-02-12→ Common Stock (25,215 underlying)
Exercise/Conversion
Employee Stock Option (Right to Buy)
[F1][F8]
2021-04-06−18,565→ 0 total
Exercise: $39.50Exp: 2028-02-11→ Common Stock (18,565 underlying)

Footnotes (8)

[F1]The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
[F2]The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $59.85 to $60.11, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.
[F3]The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $58.85 to $59.40, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.
[F4]The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $59.85 to $60.10, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.
[F5]The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $61.85 to $62.04, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.
[F6]On February 13, 2019, the Reporting Person was granted 45,834 Stock Options, vesting in three equal installments beginning on the first anniversary of the grant date.
[F7]On February 12, 2020, the Reporting Person was granted 75,645 Stock Options, vesting in three equal installments beginning on the first anniversary of the grant date.
[F8]On July 2, 2018, the Reporting Person was granted 18,565 Stock Options, vesting in three equal installments on February 13, 2019, February 13, 2020, and February 13, 2021.

Signature

/s/ Tia Y. Turk, Attorney-in-Fact for Mr. Carlisle|2021-04-07

Documents

1 file

4
wf-form4_161782993519543.xmlPrimary
FORM 4