Home/Filings/4/0001468097-10-000001
4//SEC Filing

Smith Robert Sorenson 4

Accession 0001468097-10-000001

CIK 0000874501other

Filed

Jun 15, 8:00 PM ET

Accepted

Jun 16, 10:29 AM ET

Size

8.0 KB

Accession

0001468097-10-000001

Insider Transaction Report

Form 4
Period: 2010-06-14
Smith Robert Sorenson
Senior Managing Director
Transactions
  • Award

    Phantom Stock Units

    2010-06-14$0.83/sh+289,593$240,333289,593 total
    From: 2013-06-14Common Stock (289,593 underlying)
Footnotes (2)
  • [F1]Each Phantom Stock Unit converts to common stock on a one to one basis.
  • [F2]These Phantom Stock Units ("PSUs") were acquired under the Issuer's 1997 Employee Equity Plan, as amended. The number of PSUs was determined based on the closing price of the Issuer's common stock on June 14, 2010. These PSUs will vest on June 14, 2013 and are to be settled 100% in cash.

Issuer

AMBAC FINANCIAL GROUP INC

CIK 0000874501

Entity typeother

Related Parties

1
  • filerCIK 0001468097

Filing Metadata

Form type
4
Filed
Jun 15, 8:00 PM ET
Accepted
Jun 16, 10:29 AM ET
Size
8.0 KB