WILCOX KEVIN JAMES 4

4 · Altisource Portfolio Solutions S.A. · Filed Feb 13, 2018

Form 4

Period: 2018-02-09

CAO & General Counsel

Transactions

Exercise/Conversion
Common Stock
2018-02-09$9.14/sh+117,501$1,073,959→ 234,470 total
Exercise/Conversion
Stock Options
2018-02-09−12,917→ 104,584 total
Exercise: $9.14From: 2011-06-15Exp: 2018-07-14→ Common Stock (12,917 underlying)
Exercise/Conversion
Stock Options
2018-02-09−12,917→ 91,667 total
Exercise: $9.14From: 2012-06-15Exp: 2018-07-14→ Common Stock (12,917 underlying)
Exercise/Conversion
Stock Options
2018-02-09−12,916→ 78,751 total
Exercise: $9.14From: 2013-06-15Exp: 2018-07-14→ Common Stock (12,916 underlying)
Exercise/Conversion
Stock Options
2018-02-09−12,917→ 65,834 total
Exercise: $9.14From: 2011-07-14Exp: 2018-07-14→ Common Stock (12,917 underlying)
Exercise/Conversion
Stock Options
2018-02-09−1,252→ 51,666 total
Exercise: $9.14From: 2010-12-23Exp: 2018-07-14→ Common Stock (1,252 underlying)
Exercise/Conversion
Stock Options
2018-02-09−25,833→ 0 total
Exercise: $9.14From: 2012-12-23Exp: 2018-07-14→ Common Stock (25,833 underlying)
Exercise/Conversion
Stock Options
2018-02-09−12,916→ 52,918 total
Exercise: $9.14From: 2012-07-14Exp: 2018-07-14→ Common Stock (12,916 underlying)
Exercise/Conversion
Stock Options
2018-02-09−25,833→ 25,833 total
Exercise: $9.14From: 2011-12-23Exp: 2018-07-14→ Common Stock (25,833 underlying)

Footnotes (3)

[F1]Acquired by the exercise of options granted pursuant to a stock option award that expires on July 14, 2018. Mr. Wilcox elected to pay the exercise price and taxes associated with all 117,501 exercised options and retain the resulting 117,501 shares.
[F2]Includes (i) 13,667 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the third and fourth anniversaries of the April 15, 2015 grant date (i.e., April 15, 2018 and April 15, 2019) and (ii) 3,016 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the first, second and third anniversaries of the April 7, 2017 grant date (i.e., April 7, 2018, April 7, 2019 and April 7, 2020). Mr. Wilcox has no voting rights with respect to these shares until they vest.
[F3]Following the reported transaction, Mr. Wilcox holds no vested options relating to this grant. Mr. Wilcox holds a total of 132,667 vested options from other grants.

Documents

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