AlTi Global, Inc.·5

Feb 12, 4:39 PM ET

Weeber Robert 5

5 · AlTi Global, Inc. · Filed Feb 12, 2026

Insider Transaction Report

Form 5
Period: 2025-12-31
Weeber Robert
Pres, Intl. Wealth Mmgt
Transactions
  • Conversion

    Class A Common Stock

    [F1][F2]
    2025-08-08+616,024633,754 total(indirect: See Footnote)
  • Gift

    Class A Common Stock

    [F2]
    2025-08-13616,02417,730 total(indirect: See Footnote)
  • Gift

    Class A Common Stock

    2025-08-13+616,0241,109,712.7 total
  • Gift

    Class A Common Stock

    [F2]
    2025-08-2017,7300 total(indirect: See Footnote)
  • Gift

    Class A Common Stock

    2025-08-20+17,7301,127,442.7 total
  • Conversion

    Class B Common Stock

    [F1][F3][F4][F2]
    2025-08-13616,0240 total(indirect: See Footnote)
    Exercise: $0.00Class A Common Stock (616,024 underlying)
Footnotes (4)
  • [F1]Reflects the exchange of Paired Interests for an equal number of shares of Class A Common Stock, as defined and described in footnote 3.
  • [F2]Represents securities held by Swartberg Holding 1 AG. Swartberg Holding 1 AG is controlled by Robert Weeber. Consequently, Mr. Weeber may be deemed to share voting and dispositive control over the securities held by Swartberg Holding 1 AG, and thus to share beneficial ownership of such securities. Mr. Weeber disclaims beneficial ownership of the securities held by Swartberg Holding 1 AG, except to the extent of his pecuniary interest therein.
  • [F3]Each Class B Unit (a "Class B Unit") of AlTi Global Capital, LLC ("Umbrella") is paired with a share of Class B Common Stock of the Issuer ("Class B Common Stock" together with Class B Unit, the "Paired Interests"). Pursuant to the Third Amended and Restated Limited Liability Agreement, dated as of July 31, 2023 (as amended from time to time, the "LLC Agreement"), of Umbrella, a Paired Interest is exchangeable at any time for a share of Class A Common Stock of the Issuer ("Class A Common Stock") on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications.
  • [F4](continued) As the holder exchanges the Paired Interests pursuant to the LLC Agreement, the shares of Class B Common Stock included in the Paired Interests will automatically be canceled and the Class B Common Units included in the Paired Interests shall be automatically transferred to the Issuer and converted into and become an equal number of Class A Common Units in Umbrella.
Signature
/s/ Colleen Graham, Attorney-in-Fact|2026-02-12

Documents

1 file
  • 5
    form5.xmlPrimary

    ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP