Guardian 8 Holdings·4

Jan 28, 9:17 PM ET

Nolton Jim 4

4 · Guardian 8 Holdings · Filed Jan 28, 2013

Insider Transaction Report

Form 4
Period: 2012-11-07
Nolton Jim
Director
Transactions
  • Award

    Class A Warrant

    2012-11-07$0.55/sh+50,000$27,50050,000 total
    Exercise: $0.55From: 2012-11-07Exp: 2015-11-06Common Stock (50,000 underlying)
  • Award

    Common Stock

    2012-11-07$0.40/sh+50,000$20,000215,479 total
  • Award

    Class B Warrant

    2012-11-07$0.75/sh+50,000$37,50050,000 total
    Exercise: $0.75From: 2012-11-07Exp: 2017-11-06Common Stock (50,000 underlying)
Footnotes (2)
  • [F1]Subscription agreement was dated 11/7/2012 and acceptance by company through issuance of shares was on 1/23/13.
  • [F2]Purchase of $20,000 in Units at $0.40 per Unit. Each Unit consists of one share of common stock, one class a warrant to purchase a share of common stock for three years at $0.55 per share, and one class b warrant to purchase a share of common stock for five yeares at $0.75 per share.

Documents

2 files
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT

  • EX-24

    POWER OF ATTORNEY