Kunkler William Charles III 4
4 · SEARS HOLDINGS CORP · Filed Mar 22, 2018
Insider Transaction Report
Form 4
Kunkler William Charles III
Director
Transactions
- Award
8% Senior Unsecured Convertible PIK Toggle Notes due 2019
2018-03-20(indirect: By Spouse)Exercise: $8.33From: 2018-03-20Exp: 2019-12-15→ Common Stock, par value $0.01 per share (1,080 underlying) - Award
8& Senior Unsecured Convertible PIK Toggle Notes due 2019
2018-03-20Exercise: $8.33From: 2018-03-20Exp: 2019-12-15→ Common Stock, par value $0.01 per share (16,320 underlying)
Footnotes (2)
- [F1]The reporting person acquired the $136,000 aggregate principal amount of 8% Senior Unsecured Convertible PIK Toggle Notes due 2019 in exchange for $136,000 aggregate principal amount of the issuer's 8% Senior Unsecured Notes due 2019 in an issuer exchange offer.
- [F2]The amount reflects the acquisition by the reporting persons spouse of the $9,000 aggregate principal amount of 8% Senior Unsecured Convertible PIK Toggle Notes due 2019 in exchange for $9,000 aggregate principal amount of the issuer's 8% Senior Unsecured Notes due 2019 in an issuer exchange offer. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.