4//SEC Filing
TISCH THOMAS J 4
Accession 0001471974-18-000003
CIK 0001310067other
Filed
Mar 21, 8:00 PM ET
Accepted
Mar 22, 4:54 PM ET
Size
13.8 KB
Accession
0001471974-18-000003
Insider Transaction Report
Form 4
TISCH THOMAS J
Director
Transactions
- Award
8% Senior Unsecured Convertible PIK Toggle Notes due 2019
2018-03-20(indirect: By Trust)Exercise: $8.33From: 2018-03-20Exp: 2019-12-15→ Common Stock, par value $0.01 per share (732,420 underlying) - Award
8% Senior Unsecured Convertible PIK Toggle Notes due 2019
2018-03-20→ 78,500 total(indirect: By Spouse)Exercise: $8.33From: 2018-03-20Exp: 2019-12-15→ Common Stock, par value $0.01 per share (9,420 underlying) - Award
8% Senior Unsecured Convertible PIK Toggle Notes due 2019
2018-03-20Exercise: $8.33From: 2018-03-20Exp: 2019-12-15→ Common Stock, par value $0.01 per share (505,500 underlying)
Footnotes (3)
- [F1]The reporting person acquired the $4,212,500 aggregate principal amount of 8% Senior Unsecured Convertible PIK Toggle Notes due 2019 in exchange for $4,212,500 aggregate principal amount of the issuer's 8% Senior Unsecured Notes due 2019 in an issuer exchange offer.
- [F2]The amount reflect the acquisition by the reporting persons spouse of the $78,500 aggregate principal amount of 8% Senior Unsecured Convertible PIK Toggle Notes due 2019 in exchange for $78,500 aggregate principal amount of the issuer's 8% Senior Unsecured Notes due 2019 in an issuer exchange offer. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- [F3]The amount reflects the acquisition, by various trusts of which the reporting person is trustee, of the $6,103,500 aggregate principal amount of 8% Senior Unsecured Convertible PIK Toggle Notes due 2019 in exchange for $6,103,500 aggregate principal amount of the issuer's 8% Senior Unsecured Notes due 2019 in an issuer exchange offer. The reporting person disclaims beneficial ownership of theses securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
Issuer
SEARS HOLDINGS CORP
CIK 0001310067
Entity typeother
IncorporatedNY
Related Parties
1- filerCIK 0001081916
Filing Metadata
- Form type
- 4
- Filed
- Mar 21, 8:00 PM ET
- Accepted
- Mar 22, 4:54 PM ET
- Size
- 13.8 KB