Varga Andrew M. 4
4 · Heritage Distilling Holding Company, Inc. · Filed Sep 22, 2025
Insider Transaction Report
Form 4
Varga Andrew M.
Director
Transactions
- Exercise/Conversion
Pre-Funded Warrant to Purchase Common Stock
2025-09-18$0.60/sh−300,000$181,260→ 0 total(indirect: By IRA)Exercise: $0.00→ Common Stock (300,000 underlying) - Exercise/Conversion
Common Stock
2025-09-18$0.00/sh+300,000$30→ 300,000 total(indirect: By IRA)
Holdings
- 154,500
Common Stock
Footnotes (2)
- [F1]The reported securities are held in the name of Charles Schwab & Co. Inc., custodian for the benefit of Andrew Varga's contributory individual retirement account ("IRA"). The reporting person may be deemed to beneficially own the securities held by the IRA.
- [F2]The initial exercise date of the warrant is at any time on or after the effective date of the requisite Stockholder Approval, as defined in the warrant agreement. Following the initial exercise date, the warrant shall be automatically exercised via cashless exercise in accordance with its terms, and accordingly, the warrant has no expiration date.