AGASSI ANDRE K 4

4 · Agassi Sports Entertainment Corp. · Filed Feb 25, 2026

Insider Transaction Report

Form 4
Period: 2026-02-06
Transactions
  • Exercise/Conversion

    Common Stock

    [F1][F2]
    2026-02-06$0.40/sh+705,417$280,0511,657,540 total(indirect: By LLC)
  • Tax Payment

    Common Stock

    [F1][F2]
    2026-02-06$5.17/sh54,186$280,0501,603,354 total(indirect: By LLC)
  • Exercise/Conversion

    Warrant to Purchase Common Stock

    [F4][F2]
    2025-02-06705,4170 total(indirect: By LLC)
    Exercise: $0.40Exp: 2029-07-03Common Stock (705,417 underlying)
Holdings
  • Common Stock

    [F3]
    (indirect: By LLC)
    637,044
Footnotes (4)
  • [F1]On February 6, 2026, Investments AKA, LLC exercised a warrant to purchase 705,417 shares of the Issuer's common stock for $0.397 per share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding 54,186 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 651,231 shares.
  • [F2]These shares are held directly by Investments AKA, LLC which is managed by Agassi Ventures, LLC which is managed by the Reporting Person. All of the membership interests of Investments AKA, LLC are held by Agassi Ventures, LLC. The Andre Agassi Trust, of which the Reporting Person is the Trustee, holds all of the membership interests of Agassi Ventures, LLC.
  • [F3]These shares are held directly by ASI Group, LLC which is managed by AKA Four, LLC which is managed by Agassi Ventures, LLC which is managed by the Reporting Person. Investments AKA, LLC owns 100% of ASI Group, LLC.
  • [F4]Half of the warrants were exercisable immediately upon grant on July 3, 2024 and the other half of the warrants were exercisable on July 3, 2025.
Signature
/s/ Andre K. Agassi|2026-02-10

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT