AGASSI ANDRE K 4

4 · Agassi Sports Entertainment Corp. · Filed Apr 9, 2026

AI-generated summary of this filing

Updated Apr 9, 2026

Agassi Sports (AASP) 10% Owner Andre Agassi Receives 1,000,000 Award

What Happened

Andre K. Agassi, reported as a 10% owner of Agassi Sports Entertainment Corp. (AASP), was the reporting person on a Form 4 disclosing a grant/award of 1,000,000 derivative securities (recorded as an "A" — award/acquisition) on November 22, 2025. No per-share price was reported (N/A) because these are derivative awards rather than an open‑market purchase or sale.
The award appears to be warrants or similar derivatives: half of the instruments were exercisable immediately on grant (11/22/2025) and the other half become exercisable on 11/22/2026 (per footnote). The award was issued in consideration for services provided under a Brand Partner Agreement to the reporting person’s spouse.

Key Details

Transaction date: November 22, 2025; Form 4 filed April 9, 2026 (late filing; reporting timeliness = L).
Transaction type/code: A (award/grant of derivative securities).
Quantity: 1,000,000 derivative securities (no cash price reported).
Exercise/vesting: Half exercisable immediately (11/22/2025); half exercisable 11/22/2026 (footnote F3).
Ownership/holding: Reported securities are held through entities managed by the reporting person and/or directly by the reporting person’s spouse (see footnotes F1–F2, F5). Full post-transaction holdings were not specified on the Form 4.
Consideration: Footnote F4 states the awards were issued as consideration for services to the reporting person’s spouse under a Brand Partner Agreement.
Filing note: The Form 4 was filed late due to an inadvertent administrative error and was submitted out of chronological order (per the Remarks).

Context

These are derivative awards (likely warrants) rather than an open-market buy or sale; exercising them in the future would create common shares if/when exercised. The immediate exercisability of half the award means those could be converted sooner, subject to exercise terms.
Because the award was issued to the reporting person’s spouse and held through related LLCs and trusts, this is a controlled-party/institutional arrangement rather than a routine executive open‑market purchase or sale. The late filing reduces near-term transparency but does not change the substance of the award disclosed.

Form 4

Period: 2025-11-22

10% Owner

Transactions

Award
Warrant to Purchase Common Stock
[F4][F3][F5]
2025-11-22+1,000,000→ 1,000,000 total(indirect: By Spouse)
Exercise: $5.50Exp: 2030-11-22→ Common Stock (1,000,000 underlying)

Holdings

Footnotes (5)

[F1]These shares are held directly by Investments AKA, LLC which is managed by Agassi Ventures, LLC which is managed by the Reporting Person. All of the membership interests of Investments AKA, LLC are held by Agassi Ventures, LLC. The Andre Agassi Trust, of which the Reporting Person is the Trustee, holds all of the membership interests of Agassi Ventures, LLC.
[F2]These shares are held directly by ASI Group, LLC which is managed by AKA Four, LLC which is managed by Agassi Ventures, LLC which is managed by the Reporting Person. Investments AKA, LLC owns 100% of ASI Group, LLC.
[F3]Half of the warrants were exercisable immediately upon grant on November 22, 2025, and the other half of the warrants become exercisable on November 22, 2026.
[F4]Issued in consideration for services rendered and to be rendered pursuant to the terms of a Brand Partner Agreement entered into between the Issuer and the spouse of the Reporting Person.
[F5]The reported securities are directly held by the Reporting Person's spouse.

Signature

/s/ Andre K. Agassi|2026-04-09

1 file