4//SEC Filing
Hammond Gabriel Arce 4
Accession 0001473061-10-000055
CIK 0001473061other
Filed
Aug 2, 8:00 PM ET
Accepted
Aug 3, 4:04 PM ET
Size
36.0 KB
Accession
0001473061-10-000055
Insider Transaction Report
Form 4
Hammond Gabriel Arce
Director10% Owner
Transactions
- Sale
Common Stock
2010-07-30$4.87/sh−7,923$38,585→ 846,297 total(indirect: Through funds) - Sale
Common Stock
2010-08-02$4.84/sh−1,177$5,697→ 734,794 total - Sale
Common Stock
2010-07-30$4.87/sh−3,067$14,936→ 735,971 total - Sale
Common Stock
2010-07-30$4.87/sh−4,601$22,407→ 67,983 total - Sale
Common Stock
2010-07-30$4.87/sh−255$1,242→ 33,599 total - Sale
Common Stock
2010-08-02$4.84/sh−3,003$14,535→ 843,294 total(indirect: Through funds) - Sale
Common Stock
2010-08-02$4.84/sh−1,759$8,514→ 66,224 total - Sale
Common Stock
2010-08-02$4.84/sh−67$324→ 33,532 total
Holdings
- 8,744
Common Stock
SP Opportunity Partners IV LP
Director10% Owner
Transactions
- Sale
Common Stock
2010-07-30$4.87/sh−3,067$14,936→ 735,971 total - Sale
Common Stock
2010-07-30$4.87/sh−255$1,242→ 33,599 total - Sale
Common Stock
2010-08-02$4.84/sh−67$324→ 33,532 total - Sale
Common Stock
2010-08-02$4.84/sh−1,177$5,697→ 734,794 total - Sale
Common Stock
2010-07-30$4.87/sh−7,923$38,585→ 846,297 total(indirect: Through funds) - Sale
Common Stock
2010-07-30$4.87/sh−4,601$22,407→ 67,983 total - Sale
Common Stock
2010-08-02$4.84/sh−3,003$14,535→ 843,294 total(indirect: Through funds) - Sale
Common Stock
2010-08-02$4.84/sh−1,759$8,514→ 66,224 total
Holdings
- 8,744
Common Stock
SP Opportunity Advisors IX LLC
Director10% Owner
Transactions
- Sale
Common Stock
2010-07-30$4.87/sh−4,601$22,407→ 67,983 total - Sale
Common Stock
2010-08-02$4.84/sh−3,003$14,535→ 843,294 total(indirect: Through funds) - Sale
Common Stock
2010-07-30$4.87/sh−7,923$38,585→ 846,297 total(indirect: Through funds) - Sale
Common Stock
2010-07-30$4.87/sh−3,067$14,936→ 735,971 total - Sale
Common Stock
2010-08-02$4.84/sh−1,177$5,697→ 734,794 total - Sale
Common Stock
2010-07-30$4.87/sh−255$1,242→ 33,599 total - Sale
Common Stock
2010-08-02$4.84/sh−1,759$8,514→ 66,224 total - Sale
Common Stock
2010-08-02$4.84/sh−67$324→ 33,532 total
Holdings
- 8,744
Common Stock
SP Opportunity Partners IX LP
Director10% Owner
Transactions
- Sale
Common Stock
2010-07-30$4.87/sh−7,923$38,585→ 846,297 total(indirect: Through funds) - Sale
Common Stock
2010-07-30$4.87/sh−4,601$22,407→ 67,983 total - Sale
Common Stock
2010-08-02$4.84/sh−1,177$5,697→ 734,794 total - Sale
Common Stock
2010-07-30$4.87/sh−3,067$14,936→ 735,971 total - Sale
Common Stock
2010-07-30$4.87/sh−255$1,242→ 33,599 total - Sale
Common Stock
2010-08-02$4.84/sh−67$324→ 33,532 total - Sale
Common Stock
2010-08-02$4.84/sh−3,003$14,535→ 843,294 total(indirect: Through funds) - Sale
Common Stock
2010-08-02$4.84/sh−1,759$8,514→ 66,224 total
Holdings
- 8,744
Common Stock
SP Capital Advisors LLC
Director10% Owner
Transactions
- Sale
Common Stock
2010-07-30$4.87/sh−7,923$38,585→ 846,297 total(indirect: Through funds) - Sale
Common Stock
2010-07-30$4.87/sh−255$1,242→ 33,599 total - Sale
Common Stock
2010-08-02$4.84/sh−3,003$14,535→ 843,294 total(indirect: Through funds) - Sale
Common Stock
2010-07-30$4.87/sh−3,067$14,936→ 735,971 total - Sale
Common Stock
2010-08-02$4.84/sh−1,177$5,697→ 734,794 total - Sale
Common Stock
2010-07-30$4.87/sh−4,601$22,407→ 67,983 total - Sale
Common Stock
2010-08-02$4.84/sh−1,759$8,514→ 66,224 total - Sale
Common Stock
2010-08-02$4.84/sh−67$324→ 33,532 total
Holdings
- 8,744
Common Stock
SP Focus Partners LP
Director10% Owner
Transactions
- Sale
Common Stock
2010-07-30$4.87/sh−255$1,242→ 33,599 total - Sale
Common Stock
2010-07-30$4.87/sh−7,923$38,585→ 846,297 total(indirect: Through funds) - Sale
Common Stock
2010-07-30$4.87/sh−4,601$22,407→ 67,983 total - Sale
Common Stock
2010-08-02$4.84/sh−3,003$14,535→ 843,294 total(indirect: Through funds) - Sale
Common Stock
2010-07-30$4.87/sh−3,067$14,936→ 735,971 total - Sale
Common Stock
2010-08-02$4.84/sh−1,759$8,514→ 66,224 total - Sale
Common Stock
2010-08-02$4.84/sh−67$324→ 33,532 total - Sale
Common Stock
2010-08-02$4.84/sh−1,177$5,697→ 734,794 total
Holdings
- 8,744
Common Stock
SteelPath Capital Management LLC
Director10% Owner
Transactions
- Sale
Common Stock
2010-07-30$4.87/sh−4,601$22,407→ 67,983 total - Sale
Common Stock
2010-08-02$4.84/sh−67$324→ 33,532 total - Sale
Common Stock
2010-07-30$4.87/sh−3,067$14,936→ 735,971 total - Sale
Common Stock
2010-07-30$4.87/sh−255$1,242→ 33,599 total - Sale
Common Stock
2010-08-02$4.84/sh−3,003$14,535→ 843,294 total(indirect: Through funds) - Sale
Common Stock
2010-08-02$4.84/sh−1,759$8,514→ 66,224 total - Sale
Common Stock
2010-07-30$4.87/sh−7,923$38,585→ 846,297 total(indirect: Through funds) - Sale
Common Stock
2010-08-02$4.84/sh−1,177$5,697→ 734,794 total
Holdings
- 8,744
Common Stock
SP Opportunity Advisors IV LLC
Director10% Owner
Transactions
- Sale
Common Stock
2010-07-30$4.87/sh−7,923$38,585→ 846,297 total(indirect: Through funds) - Sale
Common Stock
2010-08-02$4.84/sh−1,177$5,697→ 734,794 total - Sale
Common Stock
2010-08-02$4.84/sh−1,759$8,514→ 66,224 total - Sale
Common Stock
2010-07-30$4.87/sh−3,067$14,936→ 735,971 total - Sale
Common Stock
2010-07-30$4.87/sh−4,601$22,407→ 67,983 total - Sale
Common Stock
2010-07-30$4.87/sh−255$1,242→ 33,599 total - Sale
Common Stock
2010-08-02$4.84/sh−3,003$14,535→ 843,294 total(indirect: Through funds) - Sale
Common Stock
2010-08-02$4.84/sh−67$324→ 33,532 total
Holdings
- 8,744
Common Stock
SCM Capital Partners LP
Director10% Owner
Transactions
- Sale
Common Stock
2010-07-30$4.87/sh−4,601$22,407→ 67,983 total - Sale
Common Stock
2010-07-30$4.87/sh−3,067$14,936→ 735,971 total - Sale
Common Stock
2010-07-30$4.87/sh−255$1,242→ 33,599 total - Sale
Common Stock
2010-07-30$4.87/sh−7,923$38,585→ 846,297 total(indirect: Through funds) - Sale
Common Stock
2010-08-02$4.84/sh−1,177$5,697→ 734,794 total - Sale
Common Stock
2010-08-02$4.84/sh−67$324→ 33,532 total - Sale
Common Stock
2010-08-02$4.84/sh−3,003$14,535→ 843,294 total(indirect: Through funds) - Sale
Common Stock
2010-08-02$4.84/sh−1,759$8,514→ 66,224 total
Holdings
- 8,744
Common Stock
SP Focus Advisors LLC
Director10% Owner
Transactions
- Sale
Common Stock
2010-08-02$4.84/sh−3,003$14,535→ 843,294 total(indirect: Through funds) - Sale
Common Stock
2010-08-02$4.84/sh−67$324→ 33,532 total - Sale
Common Stock
2010-07-30$4.87/sh−7,923$38,585→ 846,297 total(indirect: Through funds) - Sale
Common Stock
2010-07-30$4.87/sh−3,067$14,936→ 735,971 total - Sale
Common Stock
2010-07-30$4.87/sh−255$1,242→ 33,599 total - Sale
Common Stock
2010-08-02$4.84/sh−1,177$5,697→ 734,794 total - Sale
Common Stock
2010-07-30$4.87/sh−4,601$22,407→ 67,983 total - Sale
Common Stock
2010-08-02$4.84/sh−1,759$8,514→ 66,224 total
Holdings
- 8,744
Common Stock
Footnotes (11)
- [F1]These shares were sold pursuant to a 10b5-1 trading plan as described below.
- [F10]These shares were sold in multiple transactions on August 2, 2010 at prices ranging from $4.80 to $4.94 inclusive.
- [F11]These shares are held by SP Focus Partners LP. SP Focus Advisors LLC is the general partner of SP Focus Partners LP and may be deemed to be the indirect beneficial owner of these shares.
- [F2]The prices reported in Column 4 are weighted average prices. The Reporting Persons (as defined below) undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. These shares were sold in multiple transactions on July 30, 2010 at prices ranging from $4.81 to $4.93, inclusive.
- [F3]These shares may be deemed to be beneficially and indirectly owned by SteelPath Capital Management LLC ("Management") and Gabriel A. Hammond, a director of the issuer. Management serves as investment advisor to the funds included in the Reporting Persons. Mr. Hammond is the manager and a member of Management and of each of the general partners. Each of Mr. Hammond and Management disclaims beneficial ownership of such shares except to the extent of their respective pecuniary interest therein and this report shall not be deemed an admission of beneficial ownership of such shares for purposes of Section 16 or for any other purpose.
- [F4]These shares were sold by SP Opportunity Partners IV LP pursuant to a 10b5-1 trading plan dated May 18, 2010.
- [F5]SP Opportunity Advisors IV LLC is the general partner of SP Opportunity Partners IV LP and may be deemed to be the indirect beneficial owner of these shares.
- [F6]These shares were sold by SP Opportunity Partners IX LP pursuant to a 10b5-1 trading plan dated May 18, 2010.
- [F7]SP Opportunity Advisors IX LLC is the general partner of SP Opportunity Partners IX LP and may be deemed to be the indirect beneficial owner of these shares.
- [F8]These shares were sold by SCM Capital Partners LP pursuant to a 10b5-1 trading plan dated May 18, 2010.
- [F9]SP Capital Advisors LLC is the general partner of SCM Capital Partners LP and may be deemed to be the indirect beneficial owner of these shares.
Documents
Issuer
PostRock Energy Corp
CIK 0001473061
Entity typeother
Related Parties
1- filerCIK 0001440974
Filing Metadata
- Form type
- 4
- Filed
- Aug 2, 8:00 PM ET
- Accepted
- Aug 3, 4:04 PM ET
- Size
- 36.0 KB