Thompson Brandon Cade 4
4 · Halo Companies, Inc. · Filed Jun 15, 2010
Insider Transaction Report
Form 4
Thompson Brandon Cade
DirectorChief Executive Officer10% Owner
Transactions
- Other
Series X Preferred Stock
2010-06-11$209000.00/sh+20,900$4,368,100,000→ 20,900 total
Footnotes (3)
- [F1]Series X Preferred Stock is non-voting and non-convertible. Holder is entitled to receive a 9% cumulative dividend. Redeemable at the sole option of the Corporation.
- [F2]Acquired Series X Preferred Stock in exchange for the cancellation of certain Promissory Notes owed by the Company to the Holder. The value of the Series X Preferred Stock received by the Holder is equal to the value of the canceled Notes.
- [F3]$10 per share