|4Jun 15, 11:59 AM ET

Morris Richard G 4

4 · Halo Companies, Inc. · Filed Jun 15, 2010

Insider Transaction Report

Form 4
Period: 2010-06-11
Morris Richard G
Director10% Owner
Transactions
  • Other

    Series X Preferred Stock

    2010-06-11$230771.00/sh+23,077$5,325,502,36723,077 total
Footnotes (3)
  • [F1]Series X Preferred Stock is non-voting and non-convertible. Contains the right to receive a 9% cumulative dividend.
  • [F2]Acquired Series X Preferred Stock in exchange for the cancellation of certain Promissory Notes owed by the Company to Holder. The value of the Series X Preferred Stock received by Holder is equal to the value of the canceled Notes.
  • [F3]$10 per share.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT